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Paul Weiss Rifkind Wharton & Garrison
This client alert, part of a series focused on ESG disclosure and regulatory developments, should be read together with our ESG Lexicon which provides definitions of some of the key terms used in ESG reports, disclosures and regulations.
Cadwalader, Wickersham & Taft LLP
The amendments will go into effect on December 28, 2020, but an additional period will be allowed for issuers and broker-dealers to come into compliance with Rule 15c2-11's new requirements.
Cadwalader, Wickersham & Taft LLP
The rules disqualify entities from certain registration exemptions for security offerings if it is determined that, among other things, they have been the subject of certain CFTC enforcement actions.
Cadwalader, Wickersham & Taft LLP
CFTC Chair Heath P. Tarbert directed staff on the use of (i) no-action letters, (ii) interpretive letters, (iii) staff guidance, advisories and FAQs, and (iv) exemptive letters.
Ballard Spahr LLP
A Discussion Of Recent Developments Involving Credit Reporting, With Special Guest Eric Ellman, Senior Vice President For Public Policy And Legal Affairs, Consumer Data Industry Association.
WilmerHale
For many companies, COVID-19 has upended long-established working environments and forced many to rethink how employees can best communicate and collaborate while working remotely.
WilmerHale
On October 22, 2020, the U.S. Department of Labor's Office of Federal Contract Compliance Programs (OFCCP) published a Request for Information (RFI)
Mayer Brown
As everyone knows by now, with the demise of LIBOR and other IBORs, insurance companies, banks, and a wide range of other financial institutions are faced with identifying, reviewing...
Mayer Brown
The Securities and Exchange Commission has announced an open meeting on November 2, 2020 to consider amendments relating to the exempt offering framework.
Cadwalader, Wickersham & Taft LLP
A school for day trading securities settled SEC charges for (i) offering security-based swaps to non-eligible contract participants
Mayer Brown
SPACs continue to grow in popularity and significance in the US. Despite COVID-19, US capital markets remain active for SPAC IPOs.
Morrison & Foerster LLP
On October 7, 2020, the Securities and Exchange Commission (SEC) adopted a new fund of funds rule.
Sheppard Mullin Richter & Hampton
The streaming landscape has experienced its second major shakeup this year with Huya's merger with DouYu on October 12, 2020.
Pearl Cohen Zedek Latzer Baratz
The ability to raise capital is crucial for the growth and development of startups and innovative technology companies.
Cadwalader, Wickersham & Taft LLP
SEC Division of Investment Management Chief Accountant Alison Staloch highlighted guidance on "certain accounting, auditing, financial reporting, or other related disclosure matters."
Vistra
Early this year, CFO Research and Vistra conducted a survey of over 200 CFOs and other finance executives from US$100 million-plus companies.
Butler Snow LLP
The sudden and unexpected interruption in global commerce caused by COVID-19 has wreaked havoc on every industry in the United States.
Ogletree, Deakins, Nash, Smoak & Stewart
Since September 22, 2020, when President Donald J. Trump signed an executive order (EO) titled "Executive Order on Combating Race and Sex Stereotyping,"...
Mayer Brown
Mergers and acquisitions involving companies in the payments industry have continued at a fast pace in 2020...
Ropes & Gray LLP
Herbalife Nutrition Ltd.'s ("Herbalife") recent settlement of bribery allegations demonstrates the U.S. government's continuing focus on China and the critical role that board members...
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