United States:
Rule 506(c) – Verifying Investor Status
04 December 2017
Morrison & Foerster LLP
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NASDAQ Private Markets and Morrison & Foerster recently
described the process for verifying the status of investors when a
company chooses to use general solicitation to conduct a Rule
506(c) offering. In this video blog, Anna Pinedo reviews the
SEC Staff's principles-based guidelines for verification of an
accredited investor and also non-exclusive methods for
verification.
To watch this video, visit the NASDAQ Private Markets
Resource Center.
Because of the generality of this update, the information
provided herein may not be applicable in all situations and should
not be acted upon without specific legal advice based on particular
situations.
© Morrison & Foerster LLP. All rights reserved
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