Your broker client has filed a complaint. What now?
We invite you to listen to this podcast in which Fox partners Joshua Horn and Ernest E. Badway, co-chairs of the firm's Securities Industry practice group, share best practices and dos and don'ts for successfully managing client complaints and lawsuits to help reduce risk and minimize any regulatory action.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
