United States:
Model 10b-1 Plan Disclosure To Comply With Item 408(a) Of Regulation S-K
13 July 2023
Goodwin Procter LLP
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Our Public Company Advisory Practice prepared Sample S-K 408 Disclosures to assist our
public company clients with their compliance with Item 408(a) of
Regulation S-K disclosure requirements. Due to the variety of
different factual scenarios in which Item 408(a) of Regulation S-K
disclosure may be required, these samples are illustrative only. As
such, evaluations about whether Item 408(a) of Regulation S-K
disclosure is required, and the specific disclosure that would be
required, must be made based on the facts of specific cases.
Please contact any member of PCAP with
any questions. Thank you.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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