Mondaq USA: Corporate/Commercial Law > Compliance
Foley & Lardner
If you've walked outside your office building or downtown condo over the past few months, you've probably seen electric scooters parked on sidewalks
Ogletree, Deakins, Nash, Smoak & Stewart
In this podcast, Lisa Burton and Leigh Ganchan discuss ICE's increased enforcement activity in recent years.
Ostrow Reisin Berk & Abrams
Starting in 2017, the IRS began issuing approval letters to document providers who are working with plan sponsors to get their plan documents restated.
Cadwalader, Wickersham & Taft LLP
The SEC provided separate (see here and here) small-entity guides for broker-dealer compliance with the Client Relationship Summary ("Form CRS") and Regulation Best Interest ("Reg. BI").
Cadwalader, Wickersham & Taft LLP
The Directors of the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight (the "Directors") responded to inquiries regarding the treatment of separate accounts
Ropes & Gray LLP
The recent Delaware Court of Chancery decision to deny a motion to dismiss in Genuine Parts Company v. Essendant Inc.
Cadwalader, Wickersham & Taft LLP
As previously covered, NFA amended (i) NFA Bylaw 301 and NFA Compliance Rule 2-24, and (ii) the Interpretive Notice relating to proficiency requirements for individuals engaged in swaps activities.
Morrison & Foerster LLP
On August 20, 2019, the Staff of the SEC's Division of Corporation Finance published nine new Compliance and Disclosure Interpretations on the use of Inline XBRL
Akin Gump Strauss Hauer & Feld LLP
In this episode, Akin Gump health care and life sciences counsel Taylor Jones and Matt Wetzel discuss the Justice Department's recent guidance on evaluation of corporate compliance programs.
Cadwalader, Wickersham & Taft LLP
Regulatory change significantly increases overhead expenses for financial institutions. The Cabinet offers tools that allow firms and individuals to track regulatory developments
Hogan Lovells
On 4 September 2019 the U.S. State Department issued "Draft 'U.S. Government Guidance for the Export of Hardware, Software and Technology...
Jones Day
Ambiguous, undefined terms create uncertainty and confusion, including whether owned or controlled subsidiaries of U.S. companies outside the United States are subject to this reporting requirement.
Butler Snow LLP
Previously, we introduced you to this topic and provided updates about the positive international trends in anti-corruption efforts, bribery, and the Organization for Economic Cooperation and Development (OECD
Gibson, Dunn & Crutcher
On September 4, 2019, Google and its subsidiary, YouTube, agreed to pay a record $170 million fine to settle allegations by the Federal Trade Commission ("FTC") and New York Attorney General ("AG")
Gibson, Dunn & Crutcher
Since it was enacted in July 2010, the Dodd-Frank Act's Volcker Rule has challenged banks and their regulators alike. This is particularly the case with respect to its restrictions
Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") reported examination findings at state-registered investment advisers, highlighting the rising rate of cybersecurity deficiencies.
Jones Day
FINRA advises broker-dealers about the SEC's recently adopted Regulation Best Interest and solicits implementation questions.
Jones Day
The case arose from a listeria outbreak in Blue Bell's manufacturing plants.
Akin Gump Strauss Hauer & Feld LLP
On August 29, 2019, The Securities and Exchange Commission (SEC) instituted cease-and-desist proceedings against California based Juniper Networks, Inc.
Sheppard Mullin Richter & Hampton
A 2016 Final Rule from CMS created a new regulatory requirement for long-term care facilities, 42 C.F.R. § 483.85, that mandates such facilities have in operation, by November 28, 2019,
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Kramer Levin Naftalis & Frankel LLP
In March 2019, final rules amending Regulation S-K and related rules and forms were adopted. Included in these rules were requirements that registrants use Inline XBRL
Butler Snow LLP
No, we have not reversed global warming. But, we do have the Immigration and Customs Enforcement ("ICE") coming to our meetings in August.
Ropes & Gray LLP
On June 28, 2019, the French National Financial Prosecutor's Office (Parquet National Financier)("PNF")1 and the French Anti-Corruption Agency (Agence Française Anticorruption)("
Dentons
On January 1, 2020, California will become the first state in the United States to implement a comprehensive consumer data privacy law called the California Consumer Privacy Act of 2018 (CCPA).
Ropes & Gray LLP
Corporate social responsibility disclosure and compliance is an increasing area of focus for many in-house legal departments.
Squire Patton Boggs LLP
The Antitrust Division of the Department of Justice ("Division") now considers a company's compliance program at the charging and sentencing stages in a criminal antitrust investigation
Akin Gump Strauss Hauer & Feld LLP
eXtensible Business Reporting Language (XBRL), the open international standard for digital business reporting,
Ropes & Gray LLP
Third parties serve a critical function to multinational life sciences companies ("MNCs") internationally. MNCs rely on third parties for various functions
McDermott Will & Emery
In this second installment of the Healthcare Enforcement Quarterly Roundup for 2019, we cover several topics that have persisted over the past few years and identify new issues that will shape
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