Mondaq UK: Finance and Banking
MJ Hudson
An overriding issue is the detachment between AIFMD and existing EU regulation.
Safecall
Their findings highlight the areas where financial services firms are still failing to meet the expectations set out.
MJ Hudson
We know that fund management firms can be insular, particularly in alternatives. Few take the time to consider fully how key stakeholders and counterparties perceive their firm.
MJ Hudson
Every year, MJ Hudson surveys the terms of a broad sample of recently-closed private equity, venture capital and growth capital funds, where we have advised either the fund manager or a prospective investor.
Mayer Brown
What is meant by the words "a mandatory provision of law"? The English High Court recently considered this question in Lamesa Investments Ltd v Cynergy Bank Ltd [2019] EWHC 1877 (Comm).
MJ Hudson
Competitive bidding processes, once the preserve of big buyouts, are now a feature of M&A transactions of all sizes.
Hogan Lovells
The Bank of England (BoE) has published the high level findings of the financial sector cyber simulation exercise that took place on 9 November 2018 (SIMEX 18).
MJ Hudson
It is best if the referencing exercise is carried out by a credible external party with the requisite level of technical knowledge and experience.
MJ Hudson
In the trade, business and national press, we have seen increasing column inches dedicated to supporting voices for sustainable investment practices.
MJ Hudson
In this article, we look at 5 significant loan market developments and summarise how the relevant issues are currently being managed.
MJ Hudson
In this article, we look at 5 significant loan market developments and summarise how the relevant issues are currently being managed.
Pinsent Masons LLP
Welcome to the Investment Management Brief, our regular briefing designed to offer an overview of the latest business issues in investment including analysis and comment from Pinsent Masons.
Clyde & Co
Following the publication of the Access to Cash Review (AtCR) in March this year, and the ESTA conference in Vienna in May
Herbert Smith Freehills
On 24 September 2019, the Executives' Meeting of East Asia-Pacific Central Banks (EMEAP) published its study on the implications of benchmark
K K Sharma and Company
Data has yet to reveal how many UK funds and firms actually notified, registered and made it past the regulator without incurring any penalties.
Charles Russell Speechlys
While cyber risk has taken much of the attention in the news, the UK government and regulators have been increasing their focus more generally on operational resilience and its impact on the economy
Gowling WLG
The Financial Conduct Authority (FCA) published its Final Rules on the extension of the Senior Managers and Certification Regime (SMCR) to all solo-regulated firms in July 2019
Rahman Ravelli Solicitors
But Neil Williams of business crime solicitors Rahman Ravelli insists that no major conclusions should yet be reached about whether the banking sector exercises enough caution.
Dentons
The FCA has published further information on its website for FCA solo-regulated firms, in particular sole traders, relating to the extension of the Senior Managers and Certification Regime (the SM&CR)
Hogan Lovells
The English High Court has given effect to the terms of a loan agreement relieving a financial institution of the obligation to make interest payments,..
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Dillon Eustace
This briefing is relevant for all asset managers and AIFMs who intend to market UCITS/AIFs into the UK post Brexit which is currently expected to occur on 31st October 2019.
Mayer Brown
On 14 August 2019 the National Crime Agency (the "NCA") announced that it had obtained account freezing orders ("AFOs") on eight bank accounts containing more than £100 million
Herbert Smith Freehills
MiFID II overhauled the way in which firms pay for, price and provide research – in large part, aiming to reduce conflicts of interests and ensure that firms are acting in the best interests
Herbert Smith Freehills
Welcome to Herbert Smith Freehills' new monthly private wealth industry updates in Asia.
Herbert Smith Freehills
On 24 September 2019, the Executives' Meeting of East Asia-Pacific Central Banks (EMEAP) published its study on the implications of benchmark
K K Sharma and Company
Data has yet to reveal how many UK funds and firms actually notified, registered and made it past the regulator without incurring any penalties.
Withers LLP
Jeremy Arnold discusses the choices available to a family office as to how it chooses to manage investments on behalf of a family which may vary from a ‘light touch' approach to much more heavily invested, requiring a much higher skill set.
Withers LLP
Jeremy Arnold outlines the concept of a family office and what it does, highlighting the fact that it can come in many shapes and sizes, is largely dependent on what the family is trying to achieve and the asset base.
Dentons
The European Investment Bank and other multilateral development banks will align their policies to meet the goals of the Paris Agreement, which aims to limit the increase in global temperatures to 1.5°.
Hogan Lovells
The English High Court has given effect to the terms of a loan agreement relieving a financial institution of the obligation to make interest payments,..
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