Mondaq USA: Corporate/Commercial Law > Directors and Officers
Mayer Brown
On February 28, 2019, the staff of the Securities and Exchange Commission's Division of Investment Management issued a no-action letter
Berman Fink Van Horn P.C.
A recent action by the Federal Reserve Board of Governors demonstrates the increased risk that banking officials face in trade secret misappropriation cases.
Orrick
The U.S. Commodity Futures Trading Commission (CFTC) announced earlier this month that it had awarded more than $2 million to an individual who provided "critical information through independent analysis of market data".
Mayer Brown
On February 28, 2019, the staff of the SEC's Division of Investment Management granted no-action relief in connection with the 1940 Act's in-person meeting requirements ...
Akin Gump Strauss Hauer & Feld LLP
On January 29, 2019, the Public Company Accounting Oversight Board (PCAOB or "Board") adopted amendments to its bylaws and rules that make the PCAOB's appointment and removal of its hearing officers
Pryor Cashman LLP
In April 2018, the Securities and Exchange Commission reached a $35 million settlement with Altaba, Inc. over charges that the company misled investors by failing to disclose a massive 2014 cyber breach.
Day Pitney LLP
The Federal Energy Regulatory Commission final rule amending its regulations related to the FERC filing and notice requirements for officers and directors to hold interlocking positions has been published in the Federal Register
Proskauer Rose LLP
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter.
Cadwalader, Wickersham & Taft LLP
The U.S. Securities and Exchange Commission (the "SEC") approved a final rule1 on December 18, 2018 implementing Section 955 of the Dodd-Frank Wall Street Reform ...
Proskauer Rose LLP
The Federal Trade Commission has announced revisions to HSR Act and Clayton Act Section 8 thresholds, which are indexed annually to account for inflation
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 5, 2019, Skadden hosted the webinar "Key Trends in Executive Compensation, Employment Law and Compensation Committee Practices."
Duane Morris LLP
First, the court clarified when the scope of an inspection being demanded might include email communications of officers and directors of the corporation.
Mayer Brown
Add the New York Department of Financial Services (the "DFS" or "Department") to the veritable orchestra of governmental entities and regulatory authorities that have issued requirements
Akin Gump Strauss Hauer & Feld LLP
U.S. sanctions include two types of sanctions: (1) primary sanctions, which impose criminal or civil penalties on U.S. persons
Ogletree, Deakins, Nash, Smoak & Stewart
Have you heard of the "fake president" fraud? Despite the name, it has nothing to do with politics; it is a worldwide financial scam that has affected hundreds of multinational companies ...
Cooley LLP
For example, there has been a substantial increase in cryptocurrency regulatory guidance, enforcement actions and private litigation.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 6, 2019, the Division of Corporation Finance (Staff) of the Securities and Exchange Commission published new interpretive guidance regarding board diversity disclosures
Morrison & Foerster LLP
On December 18, 2018, the SEC adopted amendments to its rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act"),
Duane Morris LLP
The Court of Chancery recently affirmed the long-standing principle that directors of Delaware corporations are vested with "virtually unfettered rights to inspect books and records" ...
Shearman & Sterling LLP
In this newsletter, we provide a snapshot of the principal Asian, U.S., European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
Latest Video
Most Popular Recent Articles
Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Mayer Brown
Add the New York Department of Financial Services (the "DFS" or "Department") to the veritable orchestra of governmental entities and regulatory authorities that have issued requirements
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 6, 2019, the Division of Corporation Finance (Staff) of the Securities and Exchange Commission published new interpretive guidance regarding board diversity disclosures
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 5, 2019, Skadden hosted the webinar "Key Trends in Executive Compensation, Employment Law and Compensation Committee Practices."
Pryor Cashman LLP
In April 2018, the Securities and Exchange Commission reached a $35 million settlement with Altaba, Inc. over charges that the company misled investors by failing to disclose a massive 2014 cyber breach.
Akin Gump Strauss Hauer & Feld LLP
U.S. sanctions include two types of sanctions: (1) primary sanctions, which impose criminal or civil penalties on U.S. persons
Cadwalader, Wickersham & Taft LLP
The U.S. Securities and Exchange Commission (the "SEC") approved a final rule1 on December 18, 2018 implementing Section 955 of the Dodd-Frank Wall Street Reform ...
Cooley LLP
For example, there has been a substantial increase in cryptocurrency regulatory guidance, enforcement actions and private litigation.
Ogletree, Deakins, Nash, Smoak & Stewart
Have you heard of the "fake president" fraud? Despite the name, it has nothing to do with politics; it is a worldwide financial scam that has affected hundreds of multinational companies ...
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with