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Carruthers & Roth
Any company that has experience borrowing money is also almost certainly familiar with the voluminous stack of documents that must be executed in connection with the taking out of a new loan.
Greenberg Traurig, LLP
On April 16, 2024, the CFPB issued a revised rule aimed at streamlining its procedures for designating nonbank covered entities for supervision.
Cullen and Dykman
A South Dakota-based national bank has agreed to pay more than $700,000 to settle charges from the New York State Attorney General that the Bank violated New York's...
Goodwin Procter LLP
The majority of the remittance transfers sent are electronic transfers of funds sent by consumers in the United States to recipients in other countries.
Goodwin Procter LLP
On April 17, 2024, the Consumer Finance Protection Bureau (CFPB) announced that it had entered into a consent order with BloomTech Inc., d/b/a Bloom Institute of Technology (BloomTech)...
Goodwin Procter LLP
On April 17, 2024, the New York State Attorney General (NY AG) announced that it entered into an Assurance of Discontinuance (AOD) with a national bank...
Shulman Rogers
The Small Business Administration ("SBA") recently announced relief for private nonprofits and small businesses impacted by the tragic accident involving the collapse of the Francis Scott Key bridge on March 26, 2024.
WilmerHale
With political campaign activity ramping up as the fall elections approach, the Securities and Exchange Commission (SEC) has indicated it will continue stringent enforcement of Investment Advisers Act...
K&L Gates
On 10 April 2024, the National Futures Association's (NFA) Business Conduct Committee (BCC) issued an order against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm.
Mayer Brown
On August 24, 2023, the US Court of Appeals for the Second Circuit issued its decision in the Kirschner v. JPMorgan litigation saga, rejecting the plaintiff's...
Manatt, Phelps & Phillips LLP
In the context of a purchase or sale of a security, Rule 10b-5(b) (17 CFR § 240.10b-5(b)) makes it unlawful "[t]o make any untrue statement of a material fact or to omit to state...
Mayer Brown
Because banks receive favorable capital treatment when a credit facility's tenor is shorter than one year, lenders increasingly offer financing with 364-day tenors and uncommitted extension option terms of up to 364 days.
Greenberg Traurig, LLP
The Consumer Financial Protection Bureau (CFPB) and a coalition of trade-group plaintiffs filed dueling briefs last week over recusal standards in the Fifth Circuit lawsuit challenging the CFPB's...
Jones Day
On April 3, 2024, the Department of Labor (the "DOL") published its final amendment (the "Amendment") to Prohibited Transaction Class Exemption 84-14 (the "QPAM Exemption")...
Seward & Kissel
An assignment of charter is a security agreement whereby a party (typically, a vessel owner) that has entered into a charter assigns its rights under such charter to a secured party...
Vorys Sater Seymour & Pease
One of the regular features of Development Incentives Quarterly is an interview with an industry leader. For this edition, we are keeping that close to home with an interview of Scott Ziance...
European Union
K&L Gates
The UK's FCA has published consultation paper 24/7: Payment optionality for investment research. It proposes a new, more flexible, way to charge third-party investment research to clients.
Worldwide
Goodwin Procter LLP
On 10 April 2024, the Financial Conduct Authority (FCA) published a Consultation Paper on payment optionality for investment research (CP24/7). CP24/7 followed the UK Investment Research Review...
Katten Muchin Rosenman LLP
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
K&L Gates
Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental...
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