The North American Securities Administrators Association ("NASAA") Electronic Filing Depository ("EFD") will accept mutual fund notice filings starting on July 20, 2020.

Through NASAA's EFD, "filers will be able to submit mutual fund filings and payments directly to participating jurisdictions without relying on paper submissions." NASAA stated that full development of a mutual fund electronic filing system is expected to be deployed in 2021.

NASAA provided a resource on participating jurisdictions which links to a list of accepted filings.

Primary Sources

  1. NASAA Press Release: NASAA's Electronic Filing Depository to Accept Mutual Fund Filings

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.