United States:
5 Tips For Surviving A Fight With The SEC
25 February 2014
WilmerHale
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If 2013 was a tough year in the courtroom for the U.S.
Securities and Exchange Commission, 2014 is not shaping up to be
much better.
In October the SEC lost a high-profile insider trading case
against billionaire Mark Cuban. In December a Kansas City jury
completely exonerated our client, NIC Inc. CFO Stephen Kovzan, on
claims that he failed to disclose expenses incurred by the CEO as
"perquisite" compensation. Later that month, the SEC lost
a revenue recognition accounting fraud case in Los Angeles. January
brought three additional insider trading losses in Atlanta and
Chicago.
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article
Originally published by Corporate Counsel, February 19,
2014
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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