United States: Structured Thoughts: News For The Financial Services Community, Volume 10, Issue 3

In this issue of Structured Thoughts, we discuss:

• New Regulation Best Interest, and its impact on the structured products market.
• The SEC' June 2019 request for comment on simplifying, harmonizing and improving the exemptions from registration under the Securities Act of 1933.
• The EU Commission's response to a request for guidance from the European Supervisory Authorities as to the scope of the PRIIPs Regulation.

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Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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