Worldwide: Issues Arising For Financial Institutions And Regulated Entities

Financial institutions and regulated entities face a range of sector-specific challenges when complying with sanctions arising from robust legal requirements and regulatory expectations. In addition, financial institutions and regulated entities are often engaged in activities that can implicate multiple - and occasionally conflicting - sanctions regimes. This chapter sets out some key considerations for financial institutions and regulated entities to consider in proactively managing sanctions risks, examines some key challenges emerging in the regulated space, and offers some practical recommendations to support financial institutions and regulated entities in navigating the complexities of sanctions.

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