The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance dates and effective dates. Click on the links below to view deadlines from March 1, 2019 to March 15, 2019.
Comment Deadlines
- March 5: MSRB - Feedback on Proposed Guidance on Prearranged Trading in Primary Offerings
- March 13: Treasury - Rule to Amend Civil Penalty Assessments for Misuse of Department of the Treasury Names, Symbols, Etc.
- March 14: OCC - Amendments to the Stress Testing Rules for National Banks and Federal Savings Associations
- March 15: CFTC - Amendments to Swap Execution Facilities and Trade Execution Requirement
- March 15: CFTC - Post-Trade Name Give-Up on Swap Execution Facilities
- March 15: SEC - Reopened Comment Period for Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts
Compliance Dates
- March 1: DFS - New York Cybersecurity Regulation
- March 4: NFA - Annual Affirmation Requirements for CPO/CTA Exempt Entities
Effective Dates
- March 6: FDIC - Amendments to the Reciprocal Deposit Rules
- March 8: SEC - Final Rules on Hedging Policy Disclosure
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
