Source/Date Brief description
CNMV 09/05/2018
 

The Spanish regulator CNMV has published a Q&A document regarding Fintech. Precisely, this document answers the questions asked by the entities through the "Fintech portal" of CNMV, and provides us with a very broad view of the current approach of CNMV regarding this matter.

For information in Spanish, click here.

CNMV MiFID II/ MiFIR 5/04/2018

Spanish National Securities Market Commission ("CNMV") has updated the list of official certifications to provide the training established under Guideline 4/2017, dated June 27, on knowledge and skills evaluation of the information and advisory staff.

For further information in Spanish, click here.

General Directorate of the Treasury Public indebtedness 4/04/2018

The General Directorate of the Treasury has published the Resolution, dated April 4, of the General Secretary of the Treasury and Financial Policy, whereby Annex I of Resolution dated July 4, on the principle of "financial prudence" regarding indebtedness and derivatives operations of Autonomous Regions (Comunidades Autonómas) and Local Entities (Entidades Locales) is uptaded.

For further information in Spanish, click here.

Official Gazette Governance 23/03/2018

The Spanish National Securities Market Commission (CNMV) has published the Agreement dated March 8 on delegation of powers whereby the agreement dated April 26, 2017 is amended pursuant to Section 5 MiFIR.

For further information in Spanish, click here.

Official Gazette Financial instruments 12/03/2018

The Spanish National Securities Market Commission (CNMV) has published the Circular 1/2018, dated March 12, on warning regarding financial instruments.

For further information in Spanish, click here.

Official Gazette Credit institutions 9/02/2018

The Bank of Spain has published the Circular 1/2018, dated January 31, on the calculation method for the entities subject to the Deposit Guarantee Fund, whereby two former circulars are amended: Circular 5/2016, dated May 27 and Circular 8/2015, dated December 18.

For further information in Spanish, click here.

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