Session 1 – FIAU compliance visits: Making the grade
10 September 2020 – 1600-1700 hrs

Session 2 – Compliance procedures: What's going wrong?
23 September 2020 – 1600-1700 hrs


Compliance: anyone can read the law and regulations, but as an industry player, how do you fulfill your obligations on a day-to-day basis? Are you setting up your organisation's compliance structure or are you concerned that your current systems are not quite up to scratch? Our investment services and funds team will be running TWO free webinars on compliance issues which are typically being faced by the industry in the recent months.

Stephanie Farrugia (a Senior Associate on the investment services and funds team) will be joined by James Farrugia, (one of the Partners heading the team) and Mario Zerafa (a Senior Associate on the team specialising in anti-money laundering and financial crime regulation) to share experiences and tips relating to the compliance framework of an organisation.

The first session, FIAU compliance visits: Making the grade will provide an overview on how to prepare for and handle FIAU visits in relation to AML and compliance procedures

The second session, Compliance procedures: What's going wrong? will be a troubleshooting session on typical compliance challenges which are currently being faced by the industry and ways of addressing these challenges.

Both sessions will also have a short Q&A session for participants.


Participation is free of charge upon registration. Follow the link(s) below to register for one or both sessions.

Register for session 1

Register for session 2