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Fried Frank Harris Shriver & Jacobson
Jessica Forbes
Jessica Forbes
Fried Frank Harris Shriver & Jacobson
SEC Updates Guidance On Definition Of "Knowledgeable Employee" Under The Investment Company Act
17 Feb 2014 | United States
SEC Provides Relief From Broker-Dealer Registration To Private M&A Brokers
11 Feb 2014 | United States
Agencies Finalize Volcker Rule
19 Dec 2013 | United States
Staff Of SEC’s Division Of Corporation Finance Issues Interpretations Of "Bad Actor" Rule
10 Dec 2013 | United States
Changes To The Private Offering Market: SEC Eliminates Prohibition On General Solicitation, Disqualifies Bad Actors, And Proposes New Rules
09 Aug 2013 | United States
SEC Approves JOBS Act Mandated Rule To Lift General Solicitation Ban, Adopts Rule To Disqualify Bad Actors From Certain Offerings And Proposes Rule Amendments To Enable The SEC To Monitor The Private Offering Market
29 Jul 2013 | United States
New SEC & CFTC Rules Regarding Identity Theft Programs For Private Fund Advisers
01 May 2013 | United States
Current SEC Broker-Dealer Registration Issues Concerning Private Investment Funds
17 Apr 2013 | United States
SEC Excludes Primary Residence for Determining Accredited Investor Status
04 Jan 2012 | United States
A Look At The ISS Policy Update For The 2012 Proxy Season
22 Dec 2011 | United States
SEC Approves Private Fund Risk Reporting Rule
01 Nov 2011 | United States
Legislation Drafted To Create An Investment Adviser Self-Regulatory Organization
20 Sep 2011 | United States
SEC Issues Concept Release Relating To Mortgage Vehicles
14 Sep 2011 | United States
Sec Adopts Large Trader Reporting Rule
04 Aug 2011 | United States
SEC Adopts Investment Advisers Act Rules And Amendments To Implement Dodd-Frank Act
13 Jul 2011 | United States
Regulation D, Rule 506 Disqualification Proposal
02 Jun 2011 | United States
SEC Proposes Incentive-Based Compensation Rule
11 Mar 2011 | United States
SEC Releases Study On The Fiduciary Duty Of Investment Advisers And Broker-Dealers
02 Feb 2011 | United States
The SEC and CFTC Propose Systemic Risk Reporting on New Form PF
01 Feb 2011 | United States
SEC Proposes Investment Advisers Act Rules to Implement Dodd-Frank Act
01 Dec 2010 | United States
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