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Bass, Berry & Sims
On March 14, the U.S. Treasury Department, Office of Foreign Assets Control (OFAC) announced that EFG International AG (EFG), a Switzerland-based bank, had agreed to pay roughly $3.74 million...
Ankura Consulting Group LLC
In our inaugural edition of the Travel & Leisure newsletter, we explore hotel index and real estate investment trust (REIT) performances over the past month...
Greenberg Traurig, LLP
On Mar. 8, 2024, the Florida Senate passed Florida House Bill No. 989, potentially amending section 655.0323, Florida Statutes, Titled, "Unsafe and unsound practices," which was created by 2023 Florida House Bill No. 3.
Goodwin Procter LLP
On March 15, FinCEN issued an administrative ruling affirming that broker-dealers must comply with CIP and CDD requirements when distributing to a beneficiary of IRA funds inherited as part of a charitable estate.
Goodwin Procter LLP
Following Nevada and Missouri in 2023, Wisconsin has become the third state (and the first in 2024) to enact a law that establishes a financial services oversight regime for earned wage access services, also known as on-demand pay services, ...
Proskauer Rose LLP
For funds categorised as Article 8 or 9 under the Sustainable Finance Disclosure Regulation ("SFDR") with a 31 December financial year end
Katten Muchin Rosenman LLP
In a ruling long anticipated in the securitization industry, the US Court of Appeals for the Third Circuit on March 19 issued its opinion in Consumer Financial Protection Bureau v. National Collegiate Master Student Loan Trust et al.
Goodwin Procter LLP
In our previous alert, we looked at the draft revised Regulatory Technical Standards (RTS) supplementing the amended ELTIF Regulation (ELTIF 2.0) published by the European Securities and Markets Authority (ESMA) in its December 2023 Final Report.
Cadwalader, Wickersham & Taft LLP
On Friday, March 15, 2024, Commodity Futures Trading Commission Market Risk Advisory Committee convened two roundtables in Washington DC.
Cadwalader, Wickersham & Taft LLP
On March 1, 2024, the U.S. District Court for the Northern District of Alabama ruled that the Corporate Transparency Act is unconstitutional.
Cadwalader, Wickersham & Taft LLP
On Tuesday, the Third Circuit, handed down a decision in a case involving the Consumer Financial Protection Bureau and the National Collegiate Master Student Loan Trust that finds that statutory trusts used to handle securitizations are considered "covered persons".
Dickinson Wright PLLC
In Michigan, every document submitted for recordation with a register of deeds must adhere to MCL 565.201.
Nossaman LLP
Welcome to Compliance Notes from Nossaman's Government Relations & Regulation Group – a periodic digest of the headlines, statutory and regulatory changes and court cases involving campaign finance, lobbying compliance, election law and government ethics issues at the federal, state and local level.
Shustak Reynolds
On August 23, 2023, the Securities and Exchange Commission ("SEC") adopted new rules regarding the regulation of private funds and their advisors, providing an update to the existing...
Bracewell
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments...
Arnold & Porter
The Securities and Exchange Commission (SEC) has taken two important steps recently as part of a long-running U.S. government-wide push to reform the U.S. Treasury market.
Kaufman Rossin
Are your investments liquid or illiquid? When a holding is liquid, it simply means you can sell it whenever the market in which it trades is open for business...
Mayer Brown
The New York Department of Financial Services (NYDFS) finalized guidance on how the banks and mortgage institutions it regulates (New York Institutions)...
Gray Reed & McGraw LLP
If an owner or general contractor fails to timely pay on a project, you may be entitled to prompt pay interest. Prompt payment acts are intended to deter late payments...
Mayer Brown
On March 5, the Consumer Financial Protection Bureau ("CFPB" or "Bureau") issued a Final Rule that would significantly restrict late fees that consumer credit card...
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