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Mayer Brown
The MoU is also relevant to the regulation of insurance linked securities (ILS) as the IA prepares to launch an ILS regime in Hong Kong soon.
Mayer Brown
As businesses are busy adjusting and adapting to the "new normal" brought about by the COVID-19 pandemic, Hong Kong's Securities and Futures Commission ("SFC") extended the deadline for...
Gall
In this Q&A, partner Nick Dealy explores the roles, responsibilities and potential liabilities of an SFC-approved Responsible Officer.
Akin Gump Strauss Hauer & Feld LLP
The Financial Services and the Treasury Bureau proposed a limited partnership regime for investment funds in Hong Kong to enhance the attractiveness of the Hong Kong asset and wealth management industry
Withers LLP
The World Health Organisation has declared a global health emergency over an outbreak of a novel coronavirus ("COVID-19") since December 2019.
Dentons
The Manager-in-Charge ("MIC") regime was fully implemented by the Securities and Futures Commission ("SFC") on 17 October 2017 to promote proper conduct and increase awareness of individual responsibility and accountability.
Herbert Smith Freehills
On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage providers (EDSPs) by licensed corporations (LCs).
Clyde & Co
The new statutory licensing and conduct regime for insurance intermediaries comes into operation on 23 September 2019.
Herbert Smith Freehills
The Securities and Futures Commission (SFC) held its third annual Compliance Forum (Forum) on 17 June 2019 – a series of six panel discussions with industry participants:
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
This Hong Kong regulatory update provides an overview of key regulatory developments in the past three months relevant to companies listed (or planning to list)
Mayer Brown
The Securities and Futures Commission (SFC) prevailed in a judicial review application filed against the regulator in AA & EA v. The Securities And Futures Commission [2019] HKCFI 246 (the "Decision").
Jones Day
On August 22, the Privacy Commissioner issued a press release announcing the completion of its compliance check ...
Stephenson Harwood
There have been three regulatory updates following the consultations by the Securities and Futures Commission (SFC) on various topics.
TMF Group
Hong Kong companies can enjoy certain unique advantages in expanding to China. However, there are several key concerns they need to address and resolve in order to set up business in the country smoothly.
Duff and Phelps
For many firms, the FMCC merely codifies existing conduct.
Jones Day
The high level of certainty of obtaining shareholders' approval for whitewash waivers could lead to potential abuse by parties looking to obtain or consolidate control through whitewash transactions in Hong Kong.
Intertrust
Hong Kong has been a member of the Financial Action Task Force ("FATF") since 1991.
TMF Group
Common Reporting Standards' (CRS) early adopters clearly demonstrate that compliance with the implementation comes with challenges.
Akin Gump Strauss Hauer & Feld LLP
Further to general concerns raised in a circular issued by the Hong Kong Securities and Futures Commission ("SFC") in late July 2017, the SFC issued a further circular on September 15, 2017 ...
Ernst & Young
Over reliance on sales/revenue targets in evaluating performance should be avoided.
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