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Mayer Brown
The heads of the SEC Enforcement Division, in remarks today, reminded market participants of the need to keep a close eye on the persons that may have material nonpublic information.
Shearman & Sterling LLP
In an Order dated March 13, 2020, the Securities and Exchange Commission offered an exemption to investment advisers that are confronting COVID-19-related disruptions with respect to certain filing obligations.
Shearman & Sterling LLP
On March 12, 2020, Judge Naomi Reice Buchwald of the United States District Court for the Southern District of New York dismissed a putative class action asserting claims under Section 10(b) of the Securities Exchange Act ...
Proskauer Rose LLP
On Friday, March 13, 2020, the U.S. Securities and Exchange Commission ("SEC") announced the issuance of a pair of exemptive orders providing conditional relief for investment advisers...
Shearman & Sterling LLP
SEC Grants Sweeping Temporary Exemptions To Funds To Comply With Voting, Reporting And Prospectus Delivery Requirements.
Buchanan Ingersoll & Rooney PC
The Securities and Exchange Commission (SEC) has provided relief for issuers affected by COVID-19.
WilmerHale
Today, the Federal Reserve Bank announced several unprecedented emergency measures, including unlimited purchases of Treasury and agency mortgage-backed securities
Akin Gump Strauss Hauer & Feld LLP
On March 13, 2020, the Securities and Exchange Commission (SEC) issued an order that provides relief to registered investment advisers (RIA)...
Akin Gump Strauss Hauer & Feld LLP
On March 13, 2020, the Securities and Exchange Commission (SEC) issued an order that provides relief to registered investment ...
Shearman & Sterling LLP
The outbreak and continuing spread of the novel coronavirus ("COVID-19") and the related disruption to the worldwide economy are affecting public companies across all industries.
Fenwick & West LLP
In response to developments related to COVID-19, the Securities and Exchange Commission has issued new guidance (available here) to assist public companies, investment companies,...
Shearman & Sterling LLP
On March 9, 2020, Justice Andrew Borrok of the Supreme Court of the State of New York, New York County, Commercial Division, granted in part a motion to dismiss a putative securities class ...
Foley Hoag LLP
All federally registered investment advisers and exempt reporting advisers are advised that in response to the disruptions resulting from COVID-19, the SEC has provided relief to allow affected ...
Shearman & Sterling LLP
On March 9, 2020, Judge William H. Orrick of the United States District Court for the Northern District of California granted a motion to dismiss a putative securities class action asserting claims...
Mayer Brown
The US Securities and Exchange Commission ("SEC") recently announced that it will not take final action before April 24, 2020, regarding the following five proposed actions.
Cleary Gottlieb Steen & Hamilton LLP
On March 13, the Securities and Exchange Commission (the "SEC") announced regulatory relief for investment advisers whose operations may be affected by the coronavirus (the "Order").
Jones Day
Issuers should consider and evaluate their options and expectations with respect to the timing and procedures surrounding the annual meeting.
Akin Gump Strauss Hauer & Feld LLP
Environmental, Social and Governance (ESG) issues have been a growing focus for regulators, investors and consumers for the past several years.
Ropes & Gray LLP
On March 13, 2020, the SEC issued a 1940 Act exemptive order and an Advisers Act exemptive order providing relief for funds and investment advisers whose operations
Foley Hoag LLP
Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder
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