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Cahill Gordon & Reindel LLP
On March 20, 2020, the Financial Industry Regulatory Authority ("FINRA") issued a regulatory notice (the "Regulatory Notice")...
Jones Day
The prevalence, sophistication, and severity of ransomware attacks have increased anti-money laundering risks faced by financial institutions both as targets
Jones Day
Australia's corporate regulator has released its Corporate Plan, which outlines its strategic litigation goals and governance initiatives over the next four years.
Jones Day
The Situation: On January 1, 2021, the California Consumer Financial Protection Law ("CCFPL") will go into effect, and the Department of Financial Protection and Innovation ("DFPI")
Jones Day
Regulation (EU) 2019/2033 on the prudential requirements of investment firms and Directive (EU) 2019/2034 on the prudential supervision of investment firms (collectively, "IFR/IFD Framework")
Jones Day
The International Swaps and Derivatives Association, Inc. ("ISDA") has finally published its long-awaited "Amendments to the 2006 ISDA Definitions to include new IBOR fallbacks" ("IBOR Supplement")
Troutman Pepper Hamilton Sanders
In Odom v. ECA Mktg., No. 5:20-cv-00851-JGB-SHK (C.D. Cal. Aug. 20, 2020), the Central District of California (the "Court") permitted a claim for willful ...
Cadwalader, Wickersham & Taft LLP
CFTC-adopted amendments to rules requiring registration for non-U.S. derivatives clearing organizations ("DCOs") were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for inaccurate classification of expenses that resulted in books and records violations.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the FDIC, and the OCC ("banking agencies") revised the regulatory capital rule in order to limit the interconnectedness of large banks and reduce systemic risk.
Holland & Knight
In an important new development, the Consumer Financial Protection Bureau (CFPB) on Oct. 7, 2020, announced that it has rescinded Compliance Bulletin No. 2015-15.
Proskauer Rose LLP
In the universe of equity compensation, an "LTIP" is a commonly used term that invokes a "long term incentive program,"
Dickinson Wright PLLC
On Friday, October 2, 2020, the Small Business Administration ("SBA") issued a Procedural Notice setting out the required procedures for companies pursuing certain equity or asset purchases ...
Butler Weihmuller Katz Craig LLP
Oftentimes, third-party liability adjusters will refuse to pay the full amount of the "Repair Cost Value" ("RCV") of the damages included in the subrogation demand, ...
Cadwalader, Wickersham & Taft LLP
FINRA Includes Customers' Age and Health Considerations in Sanctions Guidelines.
Cadwalader, Wickersham & Taft LLP
The MOU sets forth the terms under which the regulators will cooperate in supervising relevant clearinghouses, including through information sharing.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board Vice Chair for Supervision Randal Quarles described the vulnerabilities of nonbank financial intermediation, revealed by COVID-19 related shocks to the financial markets.
FTI Consulting
If you were asked to predict the hot topic in Congress five years from now what would you say? Healthcare? Tax policy? Immigration?
Ropes & Gray LLP
In this Ropes & Gray podcast, asset management attorneys Egan Cammack and Andy Des Rault discuss the LIBOR transition and the key differences between the approaches that are currently...
Mayer Brown
As attention to IBORtransition accelerates and becomes more focused, it is critical to have access to comprehensive and timely resources about the market.
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