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Shearman & Sterling LLP
The outbreak and continuing spread of the novel coronavirus ("COVID-19") and the related disruption to the worldwide economy are affecting public companies across all industries.
Proskauer Rose LLP
As previously discussed here, the use of artificial intelligence in the workplace has drawn scrutiny from regulatory bodies and activist groups who have expressed concern that such technology
DLA Piper
On November 21, 2019, the Federal Energy Regulatory Commission, FERC, published its 2019 Report on Enforcement.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for Order Audit Trail System ("OATS") reporting violations.
Cadwalader, Wickersham & Taft LLP
The FIA Law & Compliance Audit Trail Working Group urged the CFTC to amend certain audit trail requirements.
Pearl Cohen Zedek Latzer Baratz
The Information Commissioner's Office in the UK (the "ICO") issued its draft guidance on auditing AI technologies.
Akin Gump Strauss Hauer & Feld LLP
On February 19, 2020, the Information Commissioner's Office (ICO), the data protection regulator in the United Kingdom, launched a consultation...
Duane Morris LLP
The White House recently unveiled its federal budget proposal and, as expected, funding for regulatory agencies is on the chopping block once again.
Seyfarth Shaw LLP
The Director of HIPAA enforcement agency cautions that many covered entities are not meeting the basic HIPAA requirements and sees "low-hanging fruit" for enforcement activity.
Mayer Brown
Last week, in a joint statement, Securities and Exchange Commission Chair Jay Clayton, the Director of the Division of Corporation Finance, Bill Hinman, the SEC's Chief...
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for Order Audit Trail System ("OATS") reporting violations.
Cadwalader, Wickersham & Taft LLP
SEC and Public Company Accounting Oversight Board ("PCAOB") leaders alerted market participants to potential impacts from the coronavirus on financial disclosure and reporting.
Shearman & Sterling LLP
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments
Foley Hoag LLP
Created by the Sarbanes-Oxley Act of 2002, the PCAOB was intended to provide independent oversight of auditors of public companies and broker-dealers.
Haug Partners
On August 28, 2019, the United States Patent and Trademark Office ("USPTO") announced proposed changes to increase fees for a number of trademark-related matters.
Ropes & Gray LLP
On December 30, 2019, the SEC issued a release containing proposed amendments to its auditor independence rule, Rule 2-01 of Regulation S-X.
Torres Law, PLLC
Very few words evoke feelings of fear and loathing quite like the word "audit." But Compliance professionals understand that auditing internal trade compliance processes is a necessary method ...
Pryor Cashman LLP
During 2019, the Securities and Exchange Commission (SEC) proposed and/or adopted new rules and regulations, and provided important new guidance ...
Tactical Law Group LLP
The ITAM Review recently published the results of its December 2019 survey of Oracle customers, asking for their first-hand experiences and whether Oracle employed predatory software...
Shearman & Sterling LLP
On 30 December 2019, the SEC issued a rulemaking proposal to codify positions taken by the SEC staff in consultations and modernise certain aspects of the SEC's auditor independence rules,...
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