The SEC reminded registered investment companies of requirements concerning filing monthly portfolio investment reports ("N-PORT") and annual reports ("N-CEN").
The SEC reminded firms that:
- N-PORT filers must attach the N-PORT-EX to the N-PORT-P submission with a period date post-August 31, 2019;
- N-CEN filers must enter a percentage value instead of expressing the value as a decimal;
- guidance regarding Series and Class Identifier requirements may be referenced in the Series and Class ID FAQs; and
- firms may file annual reports electronically through the EDGAR system.
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