The National Futures Association ("NFA") Business Conduct Committee charged a commodity trading advisor with providing materially false and misleading disclosure documents to customers and violating recordkeeping and disclosure requirements. The complaint lists potential penalties and states that NFA member firm Stock Mentor LLC, through Brian Kelley Johnson, sole owner, principal and associated person, may face fines of up to $250,000 for each violation, along with suspensions or expulsions.

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