United States:
SEC To Target Investment Advisers For Poor Cybersecurity
24 December 2015
Kramer Levin Naftalis & Frankel LLP
To print this article, all you need is to be registered or login on Mondaq.com.
The SEC plans to bring more cases against investment advisers
who do not have policies to prevent hacking, specifically in
cyber-related cases that focus on regulatory obligations to keep
customers' information private. The SEC is one of many U.S
regulators that have ramped up scrutiny of cyber security over the
past few years in the wake of high-profile attacks against public
companies like Target and Home Depot, in addition to banks such as
JPMorgan Chase.
Link To Article
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Finance and Banking from United States
Secured Creditor Chapter 11 Considerations
Trenam Law
Lenders are naturally in a reactionary position when their borrowers file for Chapter 11. Following these tips will help position them for the best possible outcome.
Dos And Don'ts Of Interacting With Bank Regulators
Goodwin Procter LLP
Supervision is a daily fact of life for bank boards and management. Below, we offer strategies for how both board members and members of management can ensure that the supervisory process goes as smoothly as possible.