UK:
Regulatory Focus – March 2019
04 April 2019
Duff and Phelps
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In this edition of Regulatory Focus, the experts in Duff &
Phelps' UK
Compliance and Regulatory Consulting team, provide a detailed
synopsis of the latest news and publications issued by the
Financial Conduct Authority during February 2019.
Highlights include:
- An update on Brexit planning,
proposals, consultations and guidance on European Union
departure
- Appointment of the new Chair of the
Financial Services Consumer Panel
- Banking leaders' insight into
adopting the Senior Managers and Certification Regime
- Andrew Bailey's speech on the
impact of MiFID II on research
- Tax issues and news
- Recent Enforcement Actions
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