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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Ruti Smithline ordered by Published Date Descending.
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Recent FCPA Enforcement Actions Show Increased Scrutiny On Financial Services Sector
The U.S. Department of Justice has recently announced the indictment of a managing partner of U.S. broker-dealer Direct Access Partners.
United States
3 Jul 2013
2
Foreign Corrupt Practices Act Compliance: Encouraging Employee Participation and Cooperation to Avoid Whistleblower Claims
The Foreign Corrupt Practices Act ("FCPA") prohibits making payments to foreign officials for the purpose of obtaining or retaining business.
United States
11 Apr 2011
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