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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Hillel Cohn ordered by Published Date Descending.
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One Step Closer To A Fiduciary Duty For Broker-Dealers?
More than two years after an SEC Staff study recommended adoption of a uniform fiduciary standard for broker-dealers and investment advisers, the SEC has taken its first significant step towards possible implementation of the recommendation.
United States
12 Mar 2013
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