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Searching Content indexed under Wealth Management by Andrew Bates ordered by Published Date Descending.
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Title
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Organisation
Author
Date
1
Funds Quarterly Legal And Regulatory Update (Q3) July - September 2019
Funds Quarterly Legal And Regulatory Update (Q3) July - September 2019
Ireland
10 Oct 2019
2
European Union
15 Jul 2019
3
Funds Quarterly Legal And Regulatory Update (Q2) April - June 2019
Irish Investment Limited Partnerships (Amendment) Bill 2019.
Ireland
10 Jul 2019
4
Proposed New Regulatory Framework For Investment Firms
The agreement reached on 7 January 2019 will require the approval of the European Parliament before being finalised.
Ireland
23 Jan 2019
5
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
6
Specialised Depositaries Update
By way of its Markets Update of November 19, 2018, the Central Bank of Ireland ("Central Bank") has made public its intention to allow for the establishment and authorisation in Ireland...
Ireland
27 Nov 2018
7
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
8
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
9
Investment Firms Quarterly Legal And Regulatory Update - 1 April To 30 June 2018
For further information on any of the issues discussed in this article please contact the related contact(s) on this page.
Ireland
19 Jul 2018
10
Insurance Quarterly Legal And Regulatory Update 1 April - 30 June 2018
On 4 April 2018, the Central Bank of Ireland (the "Central Bank") published Guidance on the Approval and Supervision of Special Purpose Vehicles ("SPVs") under Solvency II (the "Guidance").
Ireland
18 Jul 2018
11
Publication Of Second Edition Of Central Bank Investment Firms Regulations
As readers will be aware from previous briefings, in March of last year the Central Bank published the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms)...
Ireland
15 Jan 2018
12
Insurance Quarterly Legal And Regulatory Update (1 October 2017 – 31 December 2017)
On 13 October 2017, a corrigendum to the Commission Delegated Regulation (EU) 2017/1542) of 8 June 2017 (the "Amending Delegated Regulation") was published in the Official Journal of the EU (the "OJ").
European Union
9 Jan 2018
13
Investment Firms Quarterly Legal And Regulatory Update: 1 July 2017 – 30 September 2017
On 14 July 2017, the Department of Finance in Ireland published a MiFID II Feedback Statement on its 2016 public consultation on national discretions under Directive 2014/65/EU and Regulation No 600/2014.
Ireland
16 Oct 2017
14
Central Bank Introduces New Minimum Competency Standards
Following a public consultation on a proposed new minimum competency regime late last year, the Central Bank has published an updated Minimum Competency Code
Ireland
15 Sep 2017
15
ESMA's Brexit Opinion On Investment Management
As anticipated in its prior cross-sectoral opinion issued at the end of May, the European Securities and Markets Authority ("ESMA") has, on July 13, 2017...
Ireland
14 Aug 2017
16
MiFID II: DOF Feedback Statement Third Country Firm Safe Harbour
Amongst the various responses and Ministerial decisions referenced in the Department of Finance's Feedback Statement on its public consultation on MiFID II national discretions...
Ireland
11 Aug 2017
17
ESMA's Brexit Reminder
Although most Brexit related media coverage of the financial services sector has focused to date on banking, on insurance and on market infrastructure issues post-divorce...
Ireland
13 Jun 2017
18
Your Post-Brexit Passport To Europe
Brexit will fundamentally alter the UK's relationship with the EU and will have a profound effect on the landscape of financial services in Europe.
European Union
2 Jun 2017
19
New Central Bank Investment Firms Regulations
The Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 were signed by the Central Bank Deputy Governor on February 28, 2017...
Ireland
24 Mar 2017
20
Central Bank Consults On CFDs For Retail Investors
The Central Bank has, on March 6, 2017, isssued Consultation Paper 107 (the "CP") on the protection of retail investors in relation to the distribution of contracts for difference ("CFDs").
Ireland
20 Mar 2017
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