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Searching Content indexed under Whistleblowing by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Too Many Stakeholders in the Kitchen
High-stakes corporate investigations into bribery, corruption, and other misconduct—whether focused on internal actors or third-party business partners
United States
5 Sep 2019
2
What Companies Should Know About Whistleblowers
Cadwalader attorneys described five compliance measures to minimize risk when responding to whistleblowers.
United States
9 Aug 2019
3
CFTC Awards Whistleblowers Approximately $2 Million
The CFTC awarded two whistleblowers approximately $2 million for information that led to a CFTC investigation
United States
16 Jul 2019
4
CFTC Awards Whistleblower Approximately $2.5 Million
The CFTC awarded approximately $2.5 million to an individual whistleblower for information provided in connection with a CFTC action
United States
8 Jul 2019
5
OIG Criticizes CFTC's Stress Testing Program
In its semi-annual report to Congress covering the period October 1st, 2018 through March 31st, 2019, the CFTC Office of the Inspector General ("OIG") expressed "disappoint[ment]".
United States
27 Jun 2019
6
CFTC Awards Whistleblower Approximately $1.5 Million
The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...
United States
24 May 2019
7
CFTC Awards Over $2 Million To Individual Whistleblower
The CFTC awarded more than $2 million to an individual whistleblower for information provided in connection with a CFTC ...
United States
14 Mar 2019
8
SEC Awards Nearly $4 Million To Overseas Whistleblower
The SEC awarded approximately $4 million to an overseas whistleblower whose tip led to a successful enforcement action.
United States
28 Sep 2018
9
SEC Reduces Whistleblower Award Due To Delayed Reporting
The SEC reduced a whistleblower award after discovering that the whistleblower financially benefited from waiting to report the misconduct.
United States
20 Sep 2018
10
SEC Awards Second Largest Whistleblower Award
The SEC awarded more than $54 million to two whistleblowers for providing critical information that resulted in an enforcement action.
United States
12 Sep 2018
11
CFTC Issues $45 Million In Whistleblower Awards
The CFTC granted multiple whistleblower awards totaling over $45 million.
United States
13 Aug 2018
12
Federal Register: SEC Proposes Amendments To Whistleblower Program
An SEC proposal to amend its whistleblower program under Exchange Act Section 21F (see previous coverage) was published in the Federal Register, along with proposed interpretive...
United States
26 Jul 2018
13
SEC Awards Whistleblower Over $1 Million
The SEC awarded more than $1 million to a whistleblower for reporting "new information and substantial corroborating documentation" regarding a securities violation that impacted retail investors.
United States
20 Oct 2017
14
Federal Register: CFTC Amends Rules To Protect Whistleblowers
The CFTC adopted several rule amendments in order to better protect whistleblowers from retaliation and intimidation by their employers, and to establish a new review process for whistleblower claims.
United States
12 Jun 2017
15
SEC Awards $7 Million To Whistleblowers
The SEC awarded a total of more than $7 million to three whistleblowers who assisted the commission in prosecuting an investment scheme.
United States
1 Feb 2017
16
Global Investment Management Firm To Pay Penalty For Improper Separation Agreements
BlackRock Inc. agreed to pay a $340,000 penalty to settle SEC charges alleging violations of the whistleblower provisions of the Dodd-Frank Act by entering into separation agreements that required employees to waive the ability to obtain whistleblower awards.
United States
23 Jan 2017
17
Company Pays Penalty For Illegal Separation Agreements And Whistleblower Retaliation
An oil-and-gas company agreed to pay a $1.4 million penalty to settle SEC charges alleging that the company had employed illegal separation agreements and that it had retaliated against a whistleblower...
United States
3 Jan 2017
18
SEC Fines Tech Company For Violating Whistleblower Protection Rules
The SEC fined a technology company $180,000 for violating whistleblower protection rules.
United States
30 Dec 2016
19
SEC Pays Whistleblower For Tip
The SEC awarded nearly $1 million to a whistleblower for coming forward with information that led to multiple SEC enforcement actions.
United States
20 Dec 2016
20
SEC Rewards Whistleblower
The SEC awarded approximately $3.5 million to a whistleblower for coming forward with information that led to an SEC enforcement action.
United States
12 Dec 2016
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