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Searching Content indexed under Employment and HR by Anna T. Pinedo ordered by Published Date Descending.
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Department Of Labor Fiduciary Rule Update
In March 2018, the U.S. Fifth Circuit Court of Appeals vacated the DOL final 2016 regulation under Section 3(21) of the Employee Retirement Income Security Act of 1974, as amended on investment advice fiduciary status, ...
United States
10 Jun 2019
2
Responsibilities When Outsourcing To Third-Party Service Providers
Discussions on regulatory requirements generally focus on substance. Less often highlighted is how the nuts and bolts of compliance and daily operations are actually carried out—often by third-party service providers.
United States
17 Aug 2018
3
SEC Hosts 2018 Meeting of the Elder Justice Coordinating
On June 5, 2016, the SEC hosted the spring 2018 meeting of the Elder Justice Coordinating Council (the "Council"). The meeting focused on elder abuse. Chair Clayton's opening remarks reinforced the SEC's continued commitment and concern about the financial exploitation of seniors.
United States
1 Aug 2018
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