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Searching Content indexed under Employment and HR by Kenneth Kohler ordered by Published Date Descending.
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SEC Adopts Final Rules for Asset-Backed Securities
On December 15, 2004, the Securities and Exchange Commission adopted a massive set of rules for asset-backed securities ("ABS") under the Securities Act of 1933 and the Securities Exchange Act of 1934 ("Regulation AB").
United States
 
27 Jan 2005
2
SEC Proposes New Rules for Asset-Backed Securities
On May 3, 2004, the Securities and Exchange Commission proposed a massive set of rules for asset-backed securities ("ABS") under the Securities Act of 1933 and the Securities Exchange Act of 1934. The proposed rules aim to regulate ABS in four areas: (1) Securities Act registration, (2) disclosure under new Regulation AB, (3) communications during the offering process and (4) ongoing reporting requirements under the Exchange Act.
United States
 
25 May 2004
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