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Searching Content indexed under Compliance by Stikeman Elliott LLP ordered by Published Date Descending.
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La direction de la réglementation des personnes et compagnies inscrites et de la conformité de la CVMO s'inquiète de la conformité des inscrits
e 8 août, la direction de la réglementation des personnes et compagnies inscrites et de la conformité (la « direction »)
Canada
12 Sep 2019
2
Review Of Effectiveness Of Board Gender Disclosure Added To OSC Priorities For 2018-2019
The Ontario Securities Commission (OSC) has released its Statement of Priorities for the fiscal year ending March 2019.
Canada
10 Sep 2018
3
OSFI Offers Some Flexibility For Timing To Comply With Variation Margin Rules
OSFI published a letter on February 24, 2017 allowing for a transition period in limited circumstances to facilitate compliance with the requirements in Guideline E-22 on the exchange of variation margin.
Canada
1 Mar 2017
4
Final Customer Collateral Rule Published By CSA
On January 19, the Canadian Securities Administrators (CSA) published the final form of the segregation and portability rule relating to customer collateral for cleared derivatives.
Canada
7 Feb 2017
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