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Searching Content from United States indexed under Compliance ordered by Published Date Descending.
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1
EPA Adjusts For Inflation The Maximum Civil Penalties For Violations Of Environmental Statutes
EPA has promulgated its new per violation penalty rules for 2018.
United States
15 Jan 2018
2
Reg. Tracker: December 16 To December 31
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and expiration dates.
United States
3 Jan 2018
3
The Countdown for GDPR Compliance Begins Now
On May 25, 2018, the General Data Protection Regulation (GDPR) goes into effect in the EU, bringing with it a series of consequences for U.S. multinationals that fail to comply.
United States
19 Dec 2017
4
Raice Expects NYDFS Will Act In 2018 If CFPB Enforcement Wanes
State bank regulators and attorneys general appear prepared to step into the breach in 2018 if the Consumer Financial Protection Bureau faces cutbacks under new Trump administration management.
United States
15 Dec 2017
5
Recent Ethics Opinion Provides Key Guidance For All Attorneys Crossing The Border With Client Information
The Opinion takes the groundbreaking step of setting out many of the best practices that attorneys can­—and should—strive to achieve in their passport travels.
United States
29 Nov 2017
6
Preparing For An Increase In I-9 Worksite Enforcement
The distinct change in policy and the imminent exponential increase in employer audits have put I-9 compliance personnel on notice.
United States
17 Nov 2017
7
Swap Dealer Fined $10 Million For Providing Inaccurate Mid-Market Marks
A swap dealer agreed to pay a civil monetary penalty to settle CFTC charges related to providing inaccurate mid-market marks on swaps transactions and related reporting and supervisory violations.
United States
13 Nov 2017
8
Florida Lawmakers Take Action To Curb Access Suits, But Will It Work?
Florida's recently-enacted House Bill 727 gives businesses a way to deter serial plaintiffs from suing them in Florida courts.
United States
10 Nov 2017
9
Tax Proposal May Impact Deductibility Of Some Trade Association Dues & Associated Lobbying Disclosure Reports
As we have previously discussed, Section 162 of the Internal Revenue Code (IRC) generally prohibits businesses from taking a deduction for lobbying and political expenditures.
United States
9 Nov 2017
10
CFTC Extends Exemptive Relief To SEFs From Certain Audit Trail Data Requirements
The CFTC Division of Market Oversight ("DMO") extended previously issued relief exempting swap execution facilities ("SEFs") from the requirement to capture post-execution information in their audit trail data.
United States
8 Nov 2017
11
EU Proposals To Strengthen The Powers Of The European Supervisory Authorities
On 20 September 2017, the European Commission made proposals[1] to strengthen the regulatory and supervisory powers of the three European Supervisory Agencies (ESAs)...
European Union
3 Nov 2017
12
Pay Ratio Not Applicable To Certain Externally-Managed Issuers
Many public issuers that are master limited partnerships ("MLPs") or real estate investment trusts ("REITs") have no employees, and instead...
United States
3 Nov 2017
13
The Office of the Comptroller of the Currency Just Released its 2018 Bank Supervision Operating Plan – Are Your BSA/AML Compliance Programs Ready?
The Office of the Comptroller of the Currency's (OCC) Committee on Bank Supervision (CBS) just released its Bank Supervision Operating Plan for 2018 which outlines the OCC's supervision...
United States
29 Sep 2017
14
CFPB Issues First No-Action Letter To Online Lender Using Alternative Data
On Thursday, the Consumer Financial Protection Bureau ("CFPB" or "Bureau") issued its first no-action letter to Upstart Network, Inc., an online lender.
United States
28 Sep 2017
15
A Client's Guide To FDA Inspections
A Food and Drug Administration inspector has just knocked on your door and announced that he or she will now inspect your facility.
United States
14 Sep 2017
16
Mayer Brown at MBA's Regulatory Compliance Conference in Washington
Several of Mayer Brown's Consumer Financial Services partners will be featured at this month's Regulatory Compliance Conference in Washington, DC, sponsored by the Mortgage Bankers Association.
United States
11 Sep 2017
17
I.R.S. Explains "Substantially Complete" In Relation To International Information Return
While determining whether a taxpayer has complied with its obligation to provide the I.R.S. with information on its international operations as required by Code §6038 for outbound transactions and by Code §6038A...
United States
1 Sep 2017
18
Class Action Lawsuits Over Alleged COPPA Violations Reinforce Importance of Compliance
Earlier this month, three class action lawsuits were filed against companies for alleged violations of the Children's Online Privacy Protection Act ("COPPA").
United States
25 Aug 2017
19
Increased Focus On Employment-Based Visa Compliance And Enforcement
With recent pronouncements from the USCIS and USDOL, it is clear that companies who employ international workers—and even companies that do not—face increased risks of fines and other penalties due to expanded enforcement and compliance initiatives.
United States
23 Aug 2017
20
FTC Announces Internal Process Reforms In Connection With Civil Investigative Demands
Has your company or client been served with a Civil Investigative Demand (CID)? Overwhelmed? Don't despair – the future may be brighter, as the FTC is now offering more clarity regarding its CID document requests process.
United States
23 Aug 2017
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