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Searching Content from United States indexed under Compliance ordered by Published Date Descending.
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1
The California Consumer Privacy Act: Getting A Head Start On Compliance
The California Consumer Privacy Act (CCPA) is a new law that California Governor Jerry Brown signed on June 28, 2018, and will become effective on January 1, 2020.
United States
9 Oct 2018
3
FINRA Proposes Rule Change Regarding Qualification Exams
FINRA proposed a rule amendment to restrict access to representative- and principal-level qualification scores.
United States
4 Oct 2018
4
OFCCP Announces Contractor Recognition Program
The Office of Federal Contractor Compliance Programs ("OFCCP") has announced though Directive 2018-06 (the "Directive") the development of a Contractor Recognition Program,
United States
2 Oct 2018
5
U.S. Resolution Stay Regulations — Final Rules And ISDA Protocol
As regulators in Europe and elsewhere have done, U.S. banking regulators have introduced new regulations designed to facilitate the resolution of a global systemically important bank (GSIB).
United States
2 Oct 2018
6
PODCAST: Immigration Crash Course: What To Know About ICE Enforcement Activities
U.S. Immigration and Customs Enforcement (ICE) continues a record-setting pace in auditing and investigating employers over worksite and I-9/E-Verify compliance concerns
United States
27 Sep 2018
7
Could "CEO Action Pledge" Lead To Unintended Consequences?
The #MeToo movement has propelled employers across the U.S. to look not only at their policies for dealing with discrimination and harassment but also at their efforts ...
United States
27 Sep 2018
8
OFCCP Issues New Directive Addressing "Transparency In OFCCP Compliance Activities"
Quick Hit: OFCCP has issued Directive 2018-08 (the "Directive") which sets forth new policies and procedures for OFCCP compliance evaluations.
United States
27 Sep 2018
9
OFCCP Issues National Interest Exemption For Certain Contractors Providing Hurricane Florence Relief
The National Interest Exemption will apply to relevant contracts entered into through December 17, 2018, and is subject to extension.
United States
26 Sep 2018
10
CFTC Grants CPO Delegation Relief To Unaffiliated Entities - September 14, 2018
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") affirmed that it would not recommend any enforcement action against several commodity pool operators ("CPOs") for failing to register as a CPO.
United States
23 Sep 2018
11
FINRA Urges Firms To Review Contracts With Recordkeeping Service Providers
FINRA advised firms using third-party recordkeeping service providers ("providers") to ensure that contracts comply with recent guidance issued by the SEC Division of Trading and Markets staff.
United States
23 Sep 2018
12
OFCCP Issues Directive Announcing "Affirmative Action Program Verification Initiative"
OFCCP has issued a new Directive, announcing its intention to develop an Affirmative Action Program Verification Initiative
United States
21 Sep 2018
13
The Nickel Report: EPA Announces Shift From National Enforcement Initiatives To National Compliance Initiatives
As a former regulator (both as an inspector and an attorney, ensuring compliance and enforcing violations) in the environmental law enforcement space
United States
20 Sep 2018
14
SEC Charges Broker For Misusing Access To Customers' Brokerage Accounts
The SEC filed charges against a New Jersey-based broker for allegedly misusing his access to customers' brokerage accounts to enrich himself and two of his family members at the expense of his customers.
United States
17 Sep 2018
15
8 Best Practices For Managing U.S. Immigration Compliance In 2018 (Part 2 Of 5)
In this five-part series, we highlight three important USCIS policy changes and provide eight best practice tips in light of the ever-tightening U.S. immigration environment.
United States
17 Sep 2018
16
New York State And New York City Issue New Compliance Mandates To Address Sexual Harassment
The clock is ticking for all employers in the Empire State, who now have less than a month to meet stringent New York requirements for preventing sexual harassment.
United States
16 Sep 2018
17
Banking Regulators Say Supervisory Guidance Is Not A Basis For Enforcement Actions
Five federal regulators affirmed that the agencies will not take enforcement action based on supervisory guidance, as supervisory guidance does not "have the force and effect of law."
United States
13 Sep 2018
18
Avoiding Unexpected Liability For Former Employees' Medical Expenses
While the facts of the case are admittedly unusual, the outcome is still instructive for employers.
United States
13 Sep 2018
19
8 Best Practices For Managing U.S. Immigration Compliance In 2018 (Part 1 Of 5)
In this five-part series, we highlight three important USCIS policy changes and provide eight best practice tips in light of the ever-tightening U.S. immigration environment.
United States
13 Sep 2018
20
Check Your Mailbox! OFCCP Just Sent 750 Corporate Scheduling Announcement Letters
OFCCP's announcement points contractors to a new answer to a frequently asked question on requesting an extension for submission of AAPs and supporting data.
United States
12 Sep 2018
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