Searching Content indexed under Corporate Governance by Anna T. Pinedo ordered by Published Date Descending.
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Business Development Company Guide For Capital Markets
In this Lexis Practice Advisor® Practice Note, we provide answers to questions frequently asked by securities lawyers and their clients regarding the federal securities laws
United States
10 Sep 2019
The Up-C Structure In IPOs
The umbrella partnership - C corporation structure ("Up-C") is an indirect mode for an operating partnership to conduct an initial public offering ("IPO").
United States
29 May 2019
Governance By Indices
Institutional investors continue to express concerns regarding dual class share structures. The Council of Institutional Investors has petitioned the Nasdaq Stock Market ...
United States
17 Apr 2019
Legislative Proposals On Capital Formation
Last week, the US Senate Banking Committee held a hearing on legislation introduced in the prior session of Congress relating to capital formation in order to assess whether any would garner
United States
12 Mar 2019
Proposed Legislation To Watch
There are a number of legislative proposals making their way through the House and the Senate that would affect public reporting companies and are gathering some momentum, so they bear watching.
United States
28 Feb 2019
Corporate Governance In Pre-IPO Companies
In a recent paper, "Scaling Up: the Implementation of Corporate Governance in Pre-IPO Companies," authors David F. Larcker and Brian Tayan review governance practices and how these evolve in the lead-up to an IPO.
United States
25 Jan 2019
10 Tips For 10-Ks And Proxy Statements
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US SEC, here are tips to consider when drafting these documents.
United States
9 Jan 2019
Mandating Women On Boards
In September, California mandated women directors on corporate boards. In a new paper titled "Mandating Women on Boards: Evidence from the United States,"
United States
7 Dec 2018
Proxy Advisory Firm Registration
Shortly following the SEC's proxy roundtable, Senators Reed, Perdue, Heitkamp, Gillis, Jones and Kennedy introduced a new bill ...
United States
6 Dec 2018
Cybersecurity And Board Oversight
In a recent speech, SEC Commissioner Kara Stein commented on the importance of cybersecurity.
United States
4 Oct 2018
The Effect Of Analyst Coverage On Corporate Decisionmaking
In this light, perhaps the claims that analysts contribute to short-termism should be reevaluated.
United States
3 Sep 2018
Market Trends 2017/18: Lock-Up Agreements
In connection with offerings of securities, the underwriters or placement agents negotiate a lock-up agreement with the issuer and its directors, officers, and control persons.
United States
15 Aug 2018
SEC Roundtable On Proxy Process Announced
Yesterday the Securities and Exchange Commission announced that it would convene a roundtable in order to gather information regarding whether the Commission's rules on the proxy process should be refined.
United States
6 Aug 2018
Improved Corporate Governance As A Result Of Listing
A paper titled, "The Impact of Exchange Listing on Corporate Governance Evidence from Direct Listing," written by Dan French, Andrew Kern, Thibaut Morillon, and Adam Yore...
United States
25 Jul 2018
Commission Unanimously Approves Amendments To SRC Definition
During this morning's open meeting of the Securities and Exchange Commission, which is Commissioner Piwowar's last open meeting, the Commissioners unanimously voted to adopt amendments...
United States
9 Jul 2018
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