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Searching Content indexed under Directors and Officers by Michael Hermsen ordered by Published Date Descending.
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10 Tips For 10-Ks And Proxy Statements
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US SEC, here are tips to consider when drafting these documents.
United States
9 Jan 2019
2
SEC Adopts Dodd-Frank Hedging Disclosure Rule
On December 18, 2018, the US Securities and Exchange Commission (SEC) adopted a final rule requiring companies to disclose their hedging policies and practices for employees,
United States
4 Jan 2019
3
Sec Staff Legal Bulletin No. 14J Provides Additional Shareholder Proposal Guidance
On October 23, 2018, the staff (Staff) of the Division of Corporation Finance of the US Securities and Exchange Commission (SEC) issued Staff Legal Bulletin No. 14J (SLB 14J)
United States
5 Nov 2018
4
Jumpstart Our Business Startups Act Makes Significant Changes to Capital Formation, Disclosure and Registration Requirements
The Jumpstart Our Business Startups Act makes significant changes to the capital formation, disclosure and registration requirements applicable to many companies.
United States
16 Apr 2012
5
U.S. Department of Treasury Proposes Significant Changes to Compensation Practices for All U.S. Public Companies
On July 16, 2009, the U.S. Department of Treasury delivered to the U.S. Congress draft legislation that, if adopted, could cause all public companies to make significant changes to certain of their compensation practices.
United States
24 Jul 2009
6
NYSE And NASDAQ Amend Director Independence Bright Line Tests
The New York Stock Exchange and the NASDAQ Stock Market have modified several of their bright line tests for determining director independence pursuant to their respective corporate governance listing standards.
United States
18 Aug 2008
7
SECís Division Of Corporation Finance Issues Consolidated and Updated Interpretations On Form 8-K
The Securities and Exchange Commissionís Division of Corporation Finance has posted a consolidated set of interpretations on the filing requirements for Current Reports on Form 8-K, as last updated April 10, 2008.
United States
29 Apr 2008
8
SEC Adopts Staff Position On Shareholder Access; Encourages Electronic Shareholder Forums
In July 2007, the Securities and Exchange Commission issued two competing proposals for comment regarding shareholder access to issuer proxy statements with respect to the election of directors. One was a proposal to permit issuers to exclude from their proxy statements shareholder proposals that relate to a nomination or an election of directors.
United States
7 Dec 2007
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