Searching Content indexed under Corporate and Company Law by Mayer Brown ordered by Published Date Descending.
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Testing The Waters For All – New Rule 163B Expands TTW To All Issuers
On September 26, 2019, the US Securities and Exchange Commission (Commission) extended the ability to test the waters to all issuers by adopting the highly anticipated new Rule ...
United States
9 Oct 2019
Market Trends 2018/19: Pay Ratio Disclosure
This market trends article discusses the Securities and Exchange Commission's (SEC's) pay ratio rulemaking, which was mandated by the Dodd-Frank Wall Street Reform...
United States
7 Oct 2019
Establishing An Issuer Rule 10b5-1 Plan With An ATM Offering
This article summarizes key questions that an issuer may raise in connection with deciding whether to establish a Rule 10b51 trading plan in conjunction with the issuer's at-the-market offering program.
United States
3 Oct 2019
2020 Proxy And Annual Report Season: Time To Get Ready—Already
As summer closes and autumn begins, it is time for public companies to begin planning for the 2020 proxy and annual report season.
United States
1 Oct 2019
SEC Proposes Rules To Update Statistical Disclosures For Banking Registrants, Replacing Industry Guide 3
On September 17, 2019, the Securities and Exchange Commission proposed rules to update the statistical disclosures that banks and loan registrants provide to investors
United States
24 Sep 2019
Preparing 2019 Registration Statements And Annual Reports: What Foreign Private Issuers And Their Counsel Need To Know
In this article published in The Review of Securities & Commodities Regulation, we discuss the implications of the SEC's recent actions to modernize and simplify disclosure requirements
United States
16 Sep 2019
Insights From Chair Clayton On SEC Priorities
At the Economic Club of New York, in keynote remarks, Chair Clayton reviewed the Securities and Exchange Commission's recent initiatives.
United States
13 Sep 2019
SEC Announces Significant Changes To Shareholder Proposal Process
On September 6, 2019, the Division of Corporation Finance of the US Securities and Exchange Commission announced a significant change to its process with respect
United States
12 Sep 2019
Market Trends 2018/19: Staff Legal Bulletins No. 14I And 14J On Shareholder Proposals
This market trends article discusses Staff Legal Bulletin No. 14I and Staff Legal Bulletin No. 14J of the Division of Corporation Finance of the Securities and Exchange Commission,
United States
11 Sep 2019
Business Development Company Guide For Capital Markets
In this Lexis Practice Advisor® Practice Note, we provide answers to questions frequently asked by securities lawyers and their clients regarding the federal securities laws
United States
10 Sep 2019
Missiles, Malware And Merger Management: Why Cybersecurity And Data Privacy Matter To MA Practitioners
世界中でサイバーセキュリティおよびデータプライバシー(以下「サイバーセキュリテ ィ等」という)に関する関心が強まっており,これ
3 Sep 2019
FINRA Reminds Firms To Engage With The SEC On Regulation Best Interest
On August 7, 2019, FINRA issued Regulatory Notice 19-26, which reminded member firms that Regulation Best Interest and the related Form CRS relationship summary were each adopted by the SEC on June 5, 2019.
United States
2 Sep 2019
Annual Review Of Federal Securities Regulation
The Annual Review of Federal Securities Regulation, prepared by the Subcommittee on Annual Review of the Committee on Federal Regulation of Securities of the ABA Business Law Section
United States
30 Aug 2019
Legal Update: SEC Issues Guidance On The Application Of The Proxy Rules To Voting Advice
With the increased concentration of share ownership by institutional investors over the past several decades, the influence of proxy advisory firms on shareholder votes has grown dramatically
United States
29 Aug 2019
Global Directions: Mobility Trends In August 2019
Immigration, Refugees and Citizenship Canada (IRCC) recently provided guidance to its field officers on eligibility criteria for Intra-Company Transfer (ICT) work permits.
15 Aug 2019
The SEC Adds Its Voice To The LIBOR Chorus
In a public statement dated July 12, 2019, the SEC's Divisions of Corporation Finance, Investment Management and Trading and Markets, and the Office of the Chief Accountant, encouraged market participants ...
United States
5 Aug 2019
Bills Promoting Board Diversity Advance In Congress
Earlier this month, the U.S. House Financial Services Committee passed, with overwhelming bi-partisan support, three bills to promote gender, racial and ethnic diversity on corporate boards.
United States
1 Aug 2019
SEC Proposed Changes To Financial Disclosure Rules For Merger & Acquisition Transactions: First Analysis
This article discusses the amendments proposed by the U.S. SEC on May 3, 2019 in connection with financial statement disclosures on business acquisitions and dispositions as required by Regulation...
United States
30 Jul 2019
Acquiring Ownership: Considerations In Acquiring A "Controlling" Interest In A US Insurance Company
Investing in a US insurance company presents unique concerns to any investor. This is particularly the case if such an investment would result in the investor becoming a "control" person
United States
25 Jul 2019
US Department Of Justice Announces Incentives For Robust Antitrust Compliance Programs
On July 11, 2019, Assistant Attorney General Makan Delrahim announced important changes in how the Antitrust Division of the US Department of Justice (Division) would make a charging decision in criminal antitrust cases.
United States
25 Jul 2019
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