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Searching Content indexed under Corporate and Company Law by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Company Settles Potential Civil Liability For Violations Of Cuban Assets Control Regulations
A Boston-based company (the "Company") settled potential civil liability on behalf of three of its current and former subsidiaries for alleged violations...
United States
16 Oct 2019
2
Federal Register: SEC Proposes To Update Bank Holding Company Statistical Disclosure Requirements
The SEC proposal to (i) update the statistical disclosures for bank and savings and loan registrants and (ii) eliminate redundant disclosures was published in the Federal Register.
United States
14 Oct 2019
3
Data Services Company Settles SEC Charges For Accounting And Disclosure Violations
Publicly traded data services company Comscore, Inc. and its former CEO settled SEC charges for financial accounting and fraud.
United States
7 Oct 2019
4
ICI And MFA Respond To SEC Concept Release On Securities Act Registration Exemptions
The Investment Company Institute ("ICI") and the Managed Funds Association ("MFA") responded to an SEC concept release on Securities Act registration exemptions that facilitate capital raising.
United States
4 Oct 2019
5
SEC Proposes to Update Bank Holding Company Statistical Disclosure Requirements
The SEC proposed new rules and amendments that would (i) update the statistical disclosures for bank and savings and loan registrants
United States
24 Sep 2019
6
SEC Proposes Amendments To Modernize Disclosure Requirements
The Securities and Exchange Commission has proposed amendments to the business description, legal proceedings and risk factor disclosures required by registered companies
United States
24 Sep 2019
7
House Approves Bill To Improve Agency Coordination Of Bank Services Company Examinations
The House approved a bill designed to make bank service company examinations more efficient by improving coordination among regulators.
United States
20 Sep 2019
8
Cadwalader Cabinet Takes On Regulatory Change Management (Video)
Regulatory change significantly increases overhead expenses for financial institutions. The Cabinet offers tools that allow firms and individuals to track regulatory developments
United States
19 Sep 2019
9
Companies Settle FTC Charges For EU-U.S. Privacy Shield Violations
Five companies settled FTC charges for falsely identifying themselves as participants in the EU-U.S. Privacy Shield framework, which allows companies
United States
9 Sep 2019
10
Options Clearing Corporation Proposes Rule Change To Enhance "Vanilla Option Model" And "Smoothing Algorithm"
The Options Clearing Corporation ("OCC") proposed a rule change to enhance the "Vanilla Option Model" and "Smoothing Algorithm."
United States
13 Aug 2019
11
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
12
Corporate Governance Litigation & Regulation: A Periodic Review And Predictions For The Remainder Of 2019
Since the start of 2018, state and, to a lesser extent, federal courts around the country, as well as state legislatures and Congress,
United States
6 Jun 2019
13
Federal Reserve Board Finalizes Transfer Of SAFE Act Authority To CFPB
The Federal Reserve Board ("FRB") finalized the process of transferring its rulemaking authority for the Secure and Fair Enforcement for Mortgage Licensing Act ...
United States
28 May 2019
14
SEC Names Inaugural Members Of Small Business Capital Formation Advisory Committee
The SEC named the inaugural members of the newly formed Small Business Capital Formation Advisory Committee.
United States
14 May 2019
15
SIFMA Urges SEC To Suspend Options Fee Proposal
In a comment letter, SIFMA called on the SEC to suspend a MIAX Emerald, LLC proposal to establish an Options Regulatory Fee.
United States
2 May 2019
18
SEC Adopts Rules To Encourage Publication Of Research On Investment Companies
The SEC adopted new rules and amendments intended to encourage broker-dealers to publish research reports on SEC-registered investment companies and business development companies.
United States
10 Dec 2018
19
IRS Proposes Restricting "Deemed Repatriations" By Controlled Foreign Corporations
The U.S. Treasury Department and the IRS proposed regulations that affect certain U.S. corporations that own, or are treated as owning, stock in foreign corporations.
United States
13 Nov 2018
20
SEC Division Of Investment Management Director Reviews Regulation Of Fund Boards
SEC Division of Investment Management Director Dalia Blass described the principles guiding the agency's initiatives for and approach to the regulation of mutual fund boards.
United States
23 Oct 2018
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