Searching Content indexed under Venture Capital by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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Federal Register: SEC Technical Amendments Concerning Emerging Growth Companies Are Now In Effect
The SEC adopted inflation adjustments and other technical amendments to rules under the Securities Act and the Securities Exchange Act concerning "emerging growth companies" ("EGCs").
United States
24 Apr 2017
SEC Adopts Technical Amendments And Inflation Adjustments To Implement JOBS Act Requirements
The SEC adopted inflation adjustments and other technical amendments to the Securities Act and the Securities Exchange Act in order to implement certain requirements mandated by the JOBS Act.
United States
10 Apr 2017
Financial Services Committee Advances Six Capital Formation Bills
The House Financial Services Committee approved six bills intended to enhance capital formation.
United States
22 Mar 2017
SEC Acting Chair Piwowar And Commissioner Stein Face Off On Regulation Crowdfunding
The SEC Division of Economic and Risk Analysis and the NYU Salomon Center for the Study of Financial Institutions hosted a "dialogue" on Regulation Crowdfunding.
United States
13 Mar 2017
SEC Initiates Proceedings Against Engagement Partner In Venture Fund Audit
The SEC initiated administrative proceedings against a partner of an accounting firm who served as "engagement partner" for the independent audits of a venture capital fund.
United States
9 Nov 2016
SEC Government-Business Forum To Examine Small Business Capital Formation
The SEC will hold its annual Government-Business Forum on Small Business Capital Formation.
United States
8 Nov 2016
SEC Advisory Committee Reviews Reg S-K Disclosure, Corporate Board Diversity And Capital Raising For Small Companies (With Delta Strategy Group Summary)
The SEC Advisory Committee on Small and Emerging Companies ("ACSEC") examined (i) Regulation S-K disclosure requirements, (ii) research regarding corporate board diversity...
United States
17 Oct 2016
NASAA Solicits Comment On Proposed Rules And Forms For Crowdfunding Offerings
The proposed form would (i) incorporate documents filed on EDGAR, (ii) incorporate "consent to service of process" language rendering a Form U-2 unnecessary, and (iii) allow for filing across multiple jurisdictions.
United States
25 May 2016
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