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Searching Content indexed under Compliance by J. Paul Forrester ordered by Published Date Descending.
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US Commodity Futures Trading Commission Releases FAQs For CPOs and CTAs
On August 14, 2012, the US Commodity Futures Trading Commission's (CFTC) Division of Swap Dealer and Intermediary Oversight released a set of frequently asked questions and answers.
United States
23 Aug 2012
2
The CFTC and SEC Jointly Propose Definitions for Swap Market Participants
The Dodd-Frank Act requires the US Commodity Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) to define certain so-called "key" terms used in Title VII of the Dodd-Frank Act.
United States
23 Dec 2010
3
A Swap is a Swap is a …What?!
Title VII of the Dodd Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), entitled "Wall Street Transparency and Accountability Act," contains significant reforms of the over-the-counter derivatives markets.
United States
22 Nov 2010
4
Interim Final Temporary Rule Regarding Reporting of Pre-enactment Swap Transactions Issued
As was required under Section 766 of the Dodd-Frank Act, the US Securities and Exchange Commission (SEC) in Release 34-63094 has adopted Interim Final Temporary Rule 13Aa-2T under the Securities Exchange Act of 1934, as amended (Exchange Act).
United States
24 Oct 2010
5
Interim Final Rule Regarding Reporting of Pre-enactment Swap Transactions Issued
As was required under Section 729 of the Dodd-Frank Act, the US Commodity Futures and Trading Commission (CFTC) has adopted an Interim Final Rule to add a new Part 44 to Chapter I of Title 17 of the "Code of Federal Regulations".
United States
11 Oct 2010
6
Comments Requested on Proposed "Key Definitions" of the Wall Street Transparency and Accountability Act
On August 20, 2010, the US Commodity and Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) published their joint Advance Notice of Proposed Rulemaking (ANPR) in the Federal Register seeking public comments on the so-called "Key Definitions" of the Wall Street Transparency and Accountability Act (the Act), which is Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
24 Aug 2010
7
US Federal Energy Regulatory Commission Proposes Rules to Enhance Transmission Planning and Cost Allocation
Many studies have identified the US’ need for tens of billions of dollars of investments in new electric transmission facilities.
United States
23 Jun 2010
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