Searching Content indexed under Securities by Walkers ordered by Published Date Descending.
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Notice To Industry - Excluded Person (AML-CFT Form)
On 9 August 2019, the Cayman Islands Monetary Authority published a Notice to Industry to remind all persons currently registered as excluded persons under the Securities Investment Business Law...
Cayman Islands
15 Aug 2019
ESMA Consultation: Guidelines On Performance Fees In UCITS
The Consultation is specifically relevant for UCITS management companies and investment managers as their delegates ("Managers"), institutional investors, retail investors and relevant trade organisations.
European Union
8 Aug 2019
The International Stock Exchange Authority - Listing Debt Securities Including Eurobonds Under Chapter 5 Of The Listing Rules
This is a summary of the main listing requirements and the listing application process for companies seeking admission to the Official List of The International Stock Exchange Authority Limited.
12 Jul 2019
Update For SIBL Registered Excluded Persons
This advisory provides a summary of the key points.
Cayman Islands
3 Jul 2019
Collaborative Approach Augurs Well For Future ILS Growth
Bermuda Partner Sarah Demerling recently contributed to hedgeweek's special report 'Bermuda Fund Services 2019' discussing Bermuda's Insurance Linked Securities (ILS).
22 Apr 2019
Secured Rights And Receiverships: Windfalls And Pitfalls
Despite the advantages of having security over a company's assets, there are issues which a secured creditor should take note of, from the point of negotiating the terms of the security instrument
25 Jan 2019
Primeo Appeals The Grand Court's Dismissal Of Its $2bn Administrator And Custodian Claims
In August 2017, following a trial lasting almost 4 months, the Grand Court handed down its judgment in the proceedings brought by Primeo Fund against Bank of Bermuda Limited and HSBC Securities Services S.A. in their respective capacities as administrator and custodian of Primeo.
Cayman Islands
27 Dec 2018
Bermuda BSX: Guide To Listing Debt Securities
Since 1971, the Bermuda Stock Exchange ("BSX") has provided a dedicated listing and trading facility for the specialist products of the Bermuda and international financial industry.
27 Dec 2018
The Securitisation Regulation: Technical Standards On Risk Retention And Transparency
In our latest European Securities Law Update we provide a high-level insight into the recently published technical standards relating to risk retention and disclosure requirements
18 Dec 2018
European Securities Law Update: PD3 & Irish Prospectus Regulations
An offer of securities to the public with a total consideration in the EU of less than €1,000,000 will be exempt from the PD3 regime (reduced from previous €5,000,000 threshold).
European Union
13 Nov 2018
A Guide To Taking Security - 19 September 2018
Following execution of the security document(s), the secured party will want to ensure that particulars of the security are filed with the Registrar of Companies in Bermuda (the "Registrar").
25 Sep 2018
Ireland To Introduce Individual Accountability Regime
Recent speeches by the Central Bank of Ireland's Director of Enforcement (August 2018) and the Director of Securities and Markets Supervision (September 2018) highlight proposals for the adoption of policy ...
25 Sep 2018
UCITS Regime To Be Amended For EU Fixed Income Products
The European Commission (the "Commission") has published two legislative proposals for the establishment, at EU level, of enabling frameworks for sovereign bond-backed securities ("SBBSs")...
European Union
17 Sep 2018
Central Bank Of Ireland Thematic Review Of UCITS Performance Fees
Yesterday, 4 September 2018, the Central Bank of Ireland (the "Central Bank") published a letter to industry setting out its findings of a thematic review undertaken on the payment of performance fees
7 Sep 2018
Collective Investment Schemes As UCITS Eligible Assets
Investment by UCITS in other collective investment schemes ("CIS") is a matter that has recently received attention both domestically and from Europe.
21 Aug 2018
Bermuda ICO Legislation Comes Into Force
The Companies and Limited Liability Company (Initial Coin Offering) Amendment Act 2018 (the "ICO Act") became operative with effect from 9 July 2018. The ICO Act amends the Bermuda companies...
Cayman Islands
16 Jul 2018
European Securities Law Update: Prospectus Regulation
In our latest European Securities Law Update and following the recent publication of the ESMA final report of technical advice issued on 3 April 2018 we provide a high-level synopsis of the recent Prospectus Regulation, ...
European Union
26 Apr 2018
The Bear, The Bull And Return On Investment: PE's Climb To The Top
It's 10 years since the global financial crisis developed into a fully-fledged crash in 2008 with the collapse of Bear Stearns, Lehman Brothers, Fannie Mae and Freddie Mac...
Cayman Islands
11 Apr 2018
Ireland Listings Bulletin - Debt Securities
Welcome to our Listings Bulletin where we take an opportunity to reflect on the highlights of 2017 and to gaze into the 2018 crystal ball.
Cayman Islands
18 Jan 2018
Companies – Key Points When Taking Security
Where security is granted by a BVI Business Company, lenders should ensure the security package is properly registered for BVI law purposes as soon as the security documents are executed.
British Virgin Islands
13 Jul 2017
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