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Searching Content indexed under Securities by Reginald Goeke ordered by Published Date Descending.
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Model Risk Strikes Again: SEC Imposes $3 Million Fine Due To Error In Computer Model
On April 19, 2019, the US Securities and Exchange Commission (SEC) published a settled administrative proceeding against Prosper Funding LLC (Pr)osper) for violating Section 17(a)(2
United States
10 May 2019
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