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Searching Content indexed under Securities by Richard Katskee ordered by Published Date Descending.
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Supreme Court Docket Report - June 30, 2015
Section 27 of the Securities Exchange Act of 1934 (the "Act") provides that federal courts "shall have exclusive jurisdiction" over "violations of [the Act] or the rules and regulations thereunder, and of all suits in equity and actions at law brought to enforce any liability or duty created by [the Act] or the rules and regulations thereunder."
United States
30 Jun 2015
2
Supreme Court Decision Alert - March 24, 2015
Securities Act of 1933—Misstatements in SEC Registration Statements; Lanham Act—Preclusive Effect of Trademark Trial and Appeal Board Determinations
United States
25 Mar 2015
3
Supreme Court Decision Alert - June 23, 2014
Today (June 23, 2014), the Supreme Court issued two decisions, described below, of interest to the business community
United States
24 Jun 2014
4
Supreme Court Decision Alert - February 26, 2014
The Securities Litigation Uniform Standards Act ("SLUSA") precludes the filing in either state or federal court of most class actions under state law that allege "a misrepresentation or omission of a material fact in connection with the purchase or sale of" securities covered by the statute. 15 U.S.C. § 78bb(f)(1)(A).
United States
27 Feb 2014
5
Supreme Court Docket Report - November 15, 2013
Securities Class Actions—Presumption of Reliance—Fraud on the Market.
United States
16 Nov 2013
6
Supreme Court Docket Report - May 28, 2013
Under the Class Action Fairness Act, defendants may remove certain "mass actions" involving "monetary relief claims of 100 or more persons" from state court to federal court. 28 U.S.C. § 1332(d)(11)(B)(i).
United States
29 May 2013
7
Supreme Court Decision Alert - February 27, 2013
The Investment Advisers Act of 1940 prohibits investment advisers from defrauding a client or prospective client.
United States
28 Feb 2013
8
Supreme Court Decision Alert - February 27, 2013
Today the Supreme Court issued the decision described below, which is of interest to the business community.
United States
28 Feb 2013
9
Supreme Court Docket Report - January 22, 2013
The Securities Litigation Uniform Standards Act ("SLUSA") precludes the filing in either state or federal court of most class actions under state law that allege "a misrepresentation or omission of a material fact in connection with the purchase or sale of" securities covered by the statute. 15 U.S.C. § 78bb(f)(1)(A).
United States
23 Jan 2013
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