Search
Searching Content indexed under Securities by Elizabeth Schauber ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
SEC Issues C&DIs For Securities Act Rule 701
On June 23, 2016, the SEC Division of Corporation Finance (the "Division") issued new Compliance and Disclosure Interpretations ("C&DIs") for Securities Act Rule 701.
United States
6 Jul 2016
2
D.C. Circuit Court Of Appeals Upholds Regulation A+
On June 14, 2016, the D.C. Circuit Court of Appeals in Lindeen v. SEC upheld Regulation A+, including the SEC's definition of "qualified purchaser."
United States
27 Jun 2016
3
SEC Approves PCAOB's Proposed Rules On Audit Engagement Partners; PCAOB Re-Proposes Auditing Standard To Increase Transparency In Audit Reports
On May 9, 2016, the Securities and Exchange Commission issued an order approving the proposal of the Public Company Accounting Oversight Board to adopt new rules...
United States
24 May 2016
4
The CATO Institute Assesses The Effectiveness Of The JOBS Act
On May 3, 2016, the CATO Institute published a policy paper titled, "A Walk Through the JOBS Act of 2012: Deregulation in the Wake of Financial Crisis," which assesses the JOBS Act and offers certain policy recommendations.
United States
10 May 2016
Links to Result pages
 
1