Searching Content indexed under Securities by Paul Schoeman ordered by Published Date Descending.
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Something Old, Something New: Securities Enforcement In The Age Of Social Media
At a time when breaking norms has become the new normal, the recent battle between Tesla's charismatic chief executive, Elon Musk, and the Securities and Exchange Commission's regulatory...
United States
17 Dec 2018
New York's High Court Holds That Three-Year Statute Of Limitations Applies To Martin Act Claims, Trimming The State's Securities Law
The statute has been used to regulate a wide variety of conduct, from Wall Street financings to the sale of condominiums and cooperative apartments in public offerings.
United States
10 Jul 2018
In Two Unanimous Rulings, U.S. Supreme Court Limits Penalties In SEC Enforcement And Criminal Actions
This alert examines the Supreme Court rulings in Kokesh v. SEC and Honeycutt v. United States, which sharply curtail the scope of financial sanctions available in civil securities enforcement...
United States
19 Jun 2017
SEC Encourages The Supreme Court To Hear Case To Determine If Disgorgement Is Subject To Five-Year Statute Of Limitations
In a development with potentially far-reaching consequences for SEC enforcement actions, the SEC, as Respondent, and notwithstanding that it prevailed below, is urging the Supreme Court to grant certiorari...
United States
3 Jan 2017
SEC Approves Amendments To Rules Of Practice, Making Welcome But Incremental Changes To Enforcement Procedures
On July 13, the Securities and Exchange Commission approved the adoption of amendments to the Rules of Practice that govern its administrative proceedings.
United States
22 Jul 2016
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