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Searching Content indexed under Corporate/Commercial Law by Mayer Brown ordered by Published Date Descending.
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1
Benefits Of Protected Contracts: Utilizing Repurchase Facilities And Securities Contracts As An Alternative To Standard Lending Arrangements
In addition, Repurchase Facilities are usually treated as loans for accounting and tax purposes by sellers and buyers.
United States
23 Aug 2019
2
SEC Guidance Issued On Proxy Matters
At an open meeting today, the Securities and Exchange Commission issued guidance to assist investment advisers in fulfilling their proxy voting responsibilities
United States
23 Aug 2019
3
SEC Proposed Changes To Accelerated And Large Accelerated Filer Definitions
In this Lexis Practice Advisor® Practice Note, we discuss the proposed amendments issued by the Securities and Exchange Commission
United States
22 Aug 2019
4
General Solicitation And General Advertising
Rule 502(c) ("Rule 502(c)") of the Securities Act of 1933, as amended (the "Securities Act"), prohibits an issuer from offering or selling securities by any form of general solicitation or general advertising when conducting certain
United States
20 Aug 2019
5
SEC Proposes To Modernize Business, Legal Proceedings And Risk Factor Disclosures
On August 8, 2019, the US Securities and Exchange Commission proposed amendments to Regulation S-K that are intended to modernize business
United States
16 Aug 2019
6
SEC Open Meeting On Proxy Related Matters
The Securities and Exchange Commission announced an open meeting for August 21st in order to consider:
United States
16 Aug 2019
7
Trump Administration Continues Antitrust Focus On Employee Issues: Department Of Justice Antitrust Division To Hold Workshop On Competition In Labor Markets
On Thursday, August 8, 2019, the US DOJ announced that it will hold a public workshop on September 23 to discuss "the role of antitrust enforcement in labor markets and promoting robust competition for the American worker."
United States
15 Aug 2019
8
Global Directions: Mobility Trends In August 2019
Immigration, Refugees and Citizenship Canada (IRCC) recently provided guidance to its field officers on eligibility criteria for Intra-Company Transfer (ICT) work permits.
Worldwide
15 Aug 2019
9
Nasdaq Rule Changes To Initial Listing Standards Related To Liquidity Effective
Earlier this spring, the Nasdaq Stock Exchange (the "Nasdaq") filed a proposed amendment (the "Amendment") of its initial listing standards
United States
13 Aug 2019
10
Regulation S-K Amendments Proposed
Despite the cancellation of the open meeting, the Securities and Exchange Commission proceeded to vote to propose amendments to certain Regulation S-K disclosure requirements.
United States
12 Aug 2019
11
Open Meeting Cancelled
The open meeting has been cancelled.
United States
9 Aug 2019
12
Regulation S-K Business And Risk Factor Changes?
The Securities and Exchange Commission announced an open meeting for August 8th to consider whether to propose rule amendments to modernize the description of business, legal proceedings, and risk factor disclosures ...
United States
6 Aug 2019
13
Clayton Comes Out Swinging Against Critics Of Regulation Best Interest
In a speech on July 8, 2019, SEC Chair Jay Clayton responded to criticism of Regulation Best Interest, setting out his arguments in a concise, step-by-step rebuttal.
United States
6 Aug 2019
14
Insurance Company Buyers Of Structured Notes Should Consider Proposed NAIC Amendments
The NAIC Valuation of Securities (E) Task Force will have its first opportunity to consider the SVO's recommendation at its meeting on August 4, 2019.
United States
6 Aug 2019
15
Reminder: The EU Prospectus Regulation Is Effective – Key Legal Facts
The minimum content requirements for issuer and securities disclosures remain essentially unchanged.
European Union
6 Aug 2019
16
FINRA Sanctions A Brokerage For Failure To Reasonably Supervise Securities Transactions
FINRA found that Dealer received but did not review the alerts.
United States
6 Aug 2019
17
FINRA Increases Margin Requirements For ETNs And Options On ETNs
Debt securities, which include ETNs, are margin securities.
United States
6 Aug 2019
18
Capital Markets Tax Quarterly - Volume 2, Issue 2
Q2 2019 started out with a great deal of hope in the world of capital markets taxation.
United States
6 Aug 2019
19
FINRA Reminds Firms Of Their TRACE Reporting Obligations
FINRA recently issued a Trade Reporting Notice to remind firms they must report any transaction in a "TRACE-Eligible Security" unless an exception applies.
United States
5 Aug 2019
20
The SEC Adds Its Voice To The LIBOR Chorus
In a public statement dated July 12, 2019, the SEC's Divisions of Corporation Finance, Investment Management and Trading and Markets, and the Office of the Chief Accountant, encouraged market participants ...
United States
5 Aug 2019
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