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Searching Content indexed under Corporate/Commercial Law by Reginald Goeke ordered by Published Date Descending.
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Model Risk Strikes Again: SEC Imposes $3 Million Fine Due To Error In Computer Model
On April 19, 2019, the US Securities and Exchange Commission (SEC) published a settled administrative proceeding against Prosper Funding LLC (Pr)osper) for violating Section 17(a)(2
United States
10 May 2019
2
Managing The Early Stages Of Commercial Litigation In The US: Critical First Steps
Mayer Brown's Commercial Litigation group is pleased to announce the second edition of our booklet Managing the Early Stages of Commercial Litigation in the US: Critical First Steps.
United States
12 Dec 2017
3
Good Deals Gone Bad—Structuring Joint Venture Transactions To Minimize Risks And Formal Disputes
The excitement of establishing a joint venture—and its potential for growth—can cause the parties involved to disregard risks and ignore key protections of interest that should be considered at the onset of the deal.
United States
16 Sep 2016
4
First Recommended Decision in Contested CFPB Adjudication issued by US Securities and Exchange Commission ALJ
On November 25, 2014, US Securities and Exchange Commission Administrative Law Judge (ALJ) Cameron Elliot issued the first-ever "recommended decision" in a contested Consumer Financial Protection Bureau (CFPB) adjudication.
United States
17 Dec 2014
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