Search
Searching Content indexed under Corporate/Commercial Law by Andrew Bates ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
Impact Of The Second Shareholder Rights Directive On Life Assurers
The second Shareholders Rights Directive (Directive (EU)2017/828) ("SRD II") imposes a number of obligations on:
Ireland
14 Jun 2019
2
Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
3
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
4
Publication Of Corporate Governance Requirements For Investment Firms And Market Operators 2018
On 5 November 2018, the Central Bank of Ireland (the "Central Bank") published its Corporate Governance Requirements for Investment Firms and Market Operators 2018 (the "CG Requirements").
Ireland
23 Nov 2018
5
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
6
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
7
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
8
Funds Quarterly Legal And Regulatory Update (1 October 2017 – 31 December 2017)
During the period 1 October 2017 to 31 December 2017, the Central Bank published the Twentieth and the Twenty-First Edition of the Central Bank UCITS Question & Answers ("Q&A").
European Union
9 Jan 2018
9
New Central Bank Investment Firms Regulations
The Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 were signed by the Central Bank Deputy Governor on February 28, 2017...
Ireland
24 Mar 2017
10
Central Bank Consults On CFDs For Retail Investors
The Central Bank has, on March 6, 2017, isssued Consultation Paper 107 (the "CP") on the protection of retail investors in relation to the distribution of contracts for difference ("CFDs").
Ireland
20 Mar 2017
11
Directors' Compliance Statement Under The Companies Act 2014 – Impact On Insurance/Reinsurance Undertakings For Years Ending On/After 31 May 2016
The concept of a directors' compliance statement first appeared in section 45 of the Companies (Auditing and Accounting) Act 2003...
Ireland
1 Jul 2016
12
Solvency II Look-Through
Solvency II, which came into effect on 1 January 2016, introduces a risk-based approach to the supervision of insurance companies.
Ireland
14 Mar 2016
13
Capital Markets Union
In our May 2015 publication entitled "EU Capital Markets Union", we outlined that the EU Commission had issued a consultation paper entitled "Building a Capital Markets Union".
Ireland
15 Oct 2015
14
New Central Bank UCITS
On October 5, 2015 the Central Bank of Ireland (the "Central Bank") issued a new set of regulations relating to Irish domiciled UCITS, their management companies and their depositaries...
Ireland
14 Oct 2015
15
ESMA Consults On UCITS Remuneration Guidelines And AIFMD
Directive 2014/91/EU (the "UCITS V") is due to come into effect on 18 March, 2016 and will amend Directive 2009/65/EC (the "UCITS Directive").
European Union
6 Aug 2015
16
ESMA Discussion Paper On UCITS Share Classes
We urge promoters of multi-class UCITS products to consider this Discussion Paper.
European Union
19 Jan 2015
17
Shanghai-Hong Kong Stock Connect - Launch Date Announced
The launch date for the Shanghai-Hong Kong Stock Connect programme ("Stock Connect") has been announced by the China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission (SFC).
China
19 Nov 2014
18
New IFIA Corporate Governance Code For Fund Services Providers
The Irish Funds Industry Association has recently issued a voluntary Corporate Governance Code for Fund Service Providers.
Ireland
1 Aug 2014
19
Updated ESMA Q&A On Its Guidelines On ETFs And Other UCITS Issues
The European Securities and Markets Authority issued an updated Q&A document to give further clarity to certain aspects of its guideline document.
Ireland
1 Apr 2014
20
Proposed Changes To The Corporate Governance Code For Credit Institutions And Insurance Undertakings
The Central Bank of Ireland is currently carrying out a review of its Corporate Governance Code for Credit Institutions and Insurance Undertakings, which sets out minimum statutory requirements on how credit institutions and insurance undertakings should organise the governance of their institutions.
Ireland
16 Sep 2013
Links to Result pages
 
1 2  
>>Next