Searching Content indexed under Fin Tech by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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FDIC Chair Jelena McWilliams Encourages Greater Collaboration Between Community Banks And FinTechs
FDIC Chair Jelena McWilliams encouraged greater collaboration between community banks and FinTech firms (or "FinTechs").
United States
11 Oct 2019
CFTC Commissioner Berkovitz Urges Agency To Use FinTech
CFTC Commissioner Dan M. Berkovitz urged the agency to enhance regulatory oversight by incorporating emerging technology in its supervisory plans.
United States
8 Oct 2019
SEC Provides Testimony On FY 2019 Developments
At a House Financial Services Committee hearing, the SEC provided testimony on initiatives undertaken during the fiscal year.
United States
2 Oct 2019
CME To Launch Options On Bitcoin Futures
The Chicago Mercantile Exchange ("CME") will launch options on Bitcoin futures contracts in the first quarter of fiscal year 2020, pending regulatory review.
United States
27 Sep 2019
SEC Charges Digital Asset Incubator For Offering Unregistered Securities
The SEC charged a digital asset incubator company and its founder with conducting an illegal $14 million securities
United States
25 Sep 2019
Dallas Company Settles SEC Charges Of Operating Unregistered Digital Asset Exchange
A Dallas company agreed to settle SEC charges of operating an unregistered exchange and defrauding investors in unregistered digital assets offerings.
United States
2 Sep 2019
NYDFS Grants Charter For Trust Company To Custody Bitcoin
The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.
United States
22 Aug 2019
NASAA Regulators Target Crypto-Related Fraud
NASAA also stated it is releasing a new video for retail investors on common crypto investment schemes and how to guard against them.
United States
9 Aug 2019
CFTC Chief Innovation Officer And Director Of LabCFTC To Leave Agency In August
Daniel Gorfine, the Chief Innovation Officer and Director of the LabCFTC initiative will leave the CFTC in mid-August of 2019.
United States
8 Aug 2019
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
FINRA Reminds Firms To Report Activities Related To Digital Assets
FINRA reminded broker-dealers to notify their FINRA Regulatory Coordinators in writing if they, or their associated persons or affiliates
United States
29 Jul 2019
NYDFS Grants Virtual Currency Licences
The New York State Department of Financial Services ("NYDFS") granted virtual currency licenses to Seed Digital Commodities Market LLC
United States
25 Jul 2019
CFTC Sues Unregistered Trading Company In Bitcoin Ponzi Scheme
The CFTC filed a civil enforcement action against an unregistered UK bitcoin trading and investment company for misappropriating $147 million in bitcoin.
United States
2 Jul 2019
LabCFTC Director Outlines Challenges In FinTech Regulation
LabCFTC Director Daniel Gorfine outlined key challenges involved in the regulation of FinTech.
United States
28 Jun 2019
SEC Files Additional Charges Against FinTech Company Accused Of Illegal Stock Sales
The SEC filed a new action against a financial technology company and its CEO for (i) falsifying revenue and (ii) fraudulently securing the company's listing on Nasdaq. As previously covered,
United States
21 Jun 2019
CFTC Chair J. Christopher Giancarlo Outlines Agency Approach To Rapid Technological Innovation
CFTC Chair J. Christopher Giancarlo outlined how the agency is attempting to address new technology and business models.
United States
19 Jun 2019
IOSCO Requests Comment On The Regulation Of Crypto-Asset Trading Platforms
IOSCO requested comments on key considerations for the regulation of crypto-asset trading platforms ("crypto exchanges").
United States
12 Jun 2019
Hackers Steal Bitcoin From Global Cryptocurrency Exchange
Binance, a global cryptocurrency exchange, reported a security breach on May 7, 2019, in which hackers seized over 7,000 bitcoin (approximately $41 million) in a single transaction.
United States
31 May 2019
Treasury Undersecretary Highlights Use Of Crypto For Money Laundering And Terrorist Financing
U.S. Treasury Department Undersecretary for Terrorism and Financial Intelligence Sigal Mandelker described money laundering and financing of terrorism risks in distributed ledger technologies.
United States
30 May 2019
House Financial Services Committee Creates Task Forces On FinTech And AI
The U.S. House Committee on Financial Services created one Task Force on financial technology ("FinTech") and another on artificial intelligence ("AI").
United States
28 May 2019
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