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Searching Content indexed under Fin Tech by Trevor M. Dodge ordered by Published Date Descending.
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New York State Department Of Financial Services Establishes New Research And Innovation Division
On July 23, the New York State Department of Financial Services (the "DFS") issued a press release announcing the establishment of a new Research and Innovation Division
United States
6 Aug 2019
2
SEC Qualifies Blockstack And YouNow Regulation A Offerings
On July 10, the Securities and Exchange Commission (the "SEC") qualified Blockstack PBC's ("Blockstack's") offering circular, enabling Blockstack to commence sales and distribution of up to $40 million worth of its Stacks Tokens ("Stacks") under Regulation A.
United States
22 Jul 2019
3
SEC Sues Kik For ICO
On June 4, 2019, the U.S. Securities and Exchange Commission (the "SEC") filed a complaint in the Southern District of New York against Kik Interactive Inc. ("Kik") alleging violations of Section 5 of the Securities Act of 1933 (the "Securities Act").
United States
26 Jun 2019
4
SEC Gives Guidance On Securities Analysis For Digital Assets: TurnKey No-Action Letter And Framework Publication
The Securities and Exchange Commission ("SEC") recently issued highly anticipated guidance to assist market participants in determining whether a digital asset is offered and sold as a security
United States
14 May 2019
5
SEC Gives Guidance On Securities Analysis For Digital Assets
The Securities and Exchange Commission ("SEC") recently issued highly anticipated guidance to assist market participants in determining whether a digital asset is offered and sold as a security.
United States
10 May 2019
6
SEC Launches FinHub
On October 18, the SEC announced the launch of a new Strategic Hub for Innovation and Financial Technology (the "FinHub").
United States
5 Nov 2018
7
Implications For Launch Of tZERO, First U.S. Registered ATS
The world's first SEC-registered cryptocurrency exchange may be just around the corner. As detailed in their October 24 Form 8-K, Overstock.com subsidiary tZERO has entered into a joint venture with The Argon Group and RenGen LLC to launch a U.S. registered Alternative Trading System ("ATS") for digital tokens
United States
29 Jan 2018
8
Further SEC Action And Guidance With Respect To ICOs And Cryptocurrencies
The SEC took two additional steps today in its regulation and oversight of the initial coin offering ("ICO") and cryptocurrency markets.
United States
12 Dec 2017
9
Delaware Authorizes Stocks On Blockchain
The potential applications of such technology in the administration of corporate records, and stock ledgers in particular, are tremendous.
United States
3 Aug 2017
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