Searching Content indexed under New Technology by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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FDIC Chair Jelena McWilliams Encourages Greater Collaboration Between Community Banks And FinTechs
FDIC Chair Jelena McWilliams encouraged greater collaboration between community banks and FinTech firms (or "FinTechs").
United States
11 Oct 2019
House Financial Services Subcommittee Considers Testimony On Mitigating The Risks Of AI
Witnesses before the House Financial Services Committee Task Force (the "Task Force") on Artificial Intelligence provided testimony
United States
23 Sep 2019
FTC Targets Illegal "Robocalls"
The FTC and partner agencies in federal, state and local law enforcement (the "agencies") commenced a joint action targeting illegal prerecorded telemarketing calls (a/k/a "robocalls").
United States
9 Jul 2019
CFTC Chair J. Christopher Giancarlo Outlines Agency Approach To Rapid Technological Innovation
CFTC Chair J. Christopher Giancarlo outlined how the agency is attempting to address new technology and business models.
United States
19 Jun 2019
House Financial Services Committee Creates Task Forces On FinTech And AI
The U.S. House Committee on Financial Services created one Task Force on financial technology ("FinTech") and another on artificial intelligence ("AI").
United States
28 May 2019
New Report Identifies Technology Trends And Innovations On "Investment Bank Of The Future"
The Global Financial Markets Association and PricewaterhouseCoopers ("PwC") identified key trends in capital markets investment bank technology and innovations ...
United States
2 Apr 2019
SEC Charges Several Individuals For Hacking Into EDGAR System
In a parallel action, the DOJ filed related criminal charges against the Ukrainian hacker and one of the traders based in Russia.
United States
22 Jan 2019
Finance Professor Says New Technology Not To Blame For Market Volatility
University of Houston Finance Professor Craig Pirrong rejected current conjecture that recent market sell-offs are due to technology, such as automated, algorithmic or high-frequency trading.
United States
8 Jan 2019
Agencies Urge Banks To Pursue AML Compliance Innovation
Federal banking agencies urged banks to pursue innovative approaches to meeting Bank Secrecy Act/Anti-Money Laundering ("BSA/AML") compliance obligations.
United States
10 Dec 2018
FRB Governor Brainard Focuses On Risks And Supervisory Approaches Associated With AI
Federal Reserve Board ("FRB") Governor Lael Brainard urged firms to be mindful of risks associated with artificial intelligence ("AI") innovation and advised regulators to remain diligent in the quest to understand and regulate the use of AI by supervised firms.
United States
21 Nov 2018
FCA Taskforce Urges UK Authorities To Mitigate Cryptoasset Risks
In its final report on cryptoassets and distributed ledger technology ("DLT"), the Financial Conduct Authority ("FCA") Cryptoasset Taskforce ("Taskforce") ...
6 Nov 2018
SEC Corp Fin Director Concludes That Bitcoin And Ether Are Not Securities
SEC Division of Corporation Finance Director William Hinman asserted that Bitcoin and Ether are not "securities" under U.S. law.
United States
21 Jun 2018
Will Blockchain Render The Bill Of Lading A Relic?
A bill of lading is an old form of legal document.
United States
25 Aug 2017
SEC Economist Examines Role Of Artificial Intelligence
SEC Division of Economic and Risk Analysis Acting Director and Chief Economist Scott Baugess discussed the development and use of artificial intelligence and machine learning within the SEC...
United States
4 Jul 2017
NASAA Outlines Legislative Priorities For 115th Congress
The North American Securities Administrators Association ("NASAA") outlined legislative priorities for the 115th Congress.
United States
14 Mar 2017
District Court Charges Two Firms With Unlawful Off-Exchange Binary Options Trading
A federal district court entered an Order of Final Judgment by Default that requires two non-U.S. web-based binary options firms to jointly and severally pay a $3 million civil monetary penalty and $1,587,731 in restitution to their defrauded customers.
United States
8 Aug 2016
Senators Call On Federal Agencies To Clarify Fintech Oversight
Senators Sherrod Brown (D-OH) and Jeff Merkley (D-OR) urged the heads of numerous federal regulatory agencies to provide insight about the tools they currently utilize to ensure effective oversight over financial technology firms ("fintech").
United States
8 Aug 2016
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